10-K/A 1 form10ka.htm AMENDMENT TO FORM 10-K FORM 10-K/A

 

 

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

 

FORM 10-K/A

 

AMENDMENT NO. 3

 

[X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the fiscal year ended December 31, 2012

 

or

 

[  ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

For the transition period from __________________ to __________________

 

Commission file number: 000-50196

 

CNK GLOBAL INC.
(Exact name of registrant as specified in its charter)

 

Florida   52-2177342
(State or other jurisdiction of   (I.R.S. Employer
incorporation or organization)   Identification No.)

 

16 Okin Dong Cheongro Gu

Seoul, South Korea

(Address of principal executive offices)

 

8210-9406-8116
(Registrant’s telephone number, including area code)

 

Securities registered pursuant to Section 12(b) of the Exchange Act: None

 

Securities registered pursuant to Section 12(g) of the Exchange Act: Common Stock

 

Indicate by check mark if the registrant is a well-known seasoned issuer, as defined in Rule 405 of the Securities Act. Yes [  ] No [X]

 

Indicate by check mark if the registrant is not required to file reports pursuant to Section 13 or 15(d) of the Exchange Act. Yes [  ] No [X]

 

Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Exchange Act during the preceding 12 months (or for such shorter period that the registrant was require to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [  ]

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (§232.405 of this chapter) during the preceding 12 months (of for such shorter period that the registrant was required to submit and post such files). Yes [X] No [  ]

 

Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K (§229.405 of this chapter) is not contained herein, and will not be contained, to the best of the registrant’s knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [X]

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company. See the definitions of “large accelerated filer”, “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large accelerated filer [  ] Accelerated filer [  ] Non-accelerated filer [  ] Smaller reporting company [X]

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes [X] No [  ]

 

As of June 30, 2012, the aggregate market value of the voting and non-voting common equity held by non-affiliates computed by reference to the price at which the common equity was last sold, or the average bid and asked price of such common equity, was $86,016.

 

As of March 28, 2013, the registrant’s outstanding common stock consisted of 47,391,449 shares.

 

List hereunder the following documents if incorporated by reference and the Part of the Form 10-K (e.g., Part I, Part II, etc.) into which the document is incorporated: (1) Any annual report to security holders; (2) Any proxy or information statement; and (3) Any prospectus filed pursuant to Rule 424(b) or (c) under the Securities Act of 1933. The listed documents should be clearly described for identification purposes (e.g., annual report to security holders for fiscal year ended December 24, 1980). None

 

 

 

 
 

 

EXPLANATORY NOTE

 

This sole purpose of this Amendment No. 3 to the annual report on Form 10-K of CNK Global Inc. for the year ended December 31, 2012 (the “Form 10-K”), filed with the Securities and Exchange Commission (the “SEC”) on March 28, 2013, as amended by Amendment No. 1 to the Form 10-K filed with the SEC on May 1, 2013 and Amendment No. 2 to the Form 10-K filed with the SEC on May 8, 2013, is to correct the aggregate market value of the voting and non-voting common equity of the registrant held by non-affiliates as disclosed on the cover page of the Form 10-K and each of the foregoing amendments.

 

No other changes have been made to the Form 10-K. This Amendment No. 3 to the Form 10-K speaks as of the original filing date of the Form 10-K, does not reflect events that may have occurred subsequent to the original filing date, and does not modify or update in any way any related disclosures made in the Form 10-K except to the extent that such disclosures were modified or updated in the foregoing amendments.

 

 
 

 

EXHIBIT INDEX

 

Exhibit
Number
  Exhibit
Description
    
31.1  Certification of the Chief Executive Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
    
31.2  Certification of the Chief Financial Officer pursuant to Rule 13a-14(a) or Rule 15d-14(a) under the Securities Exchange Act of 1934, as adopted pursuant to Section 302 of the Sarbanes-Oxley Act of 2002
    
32.1  Certification of the Chief Executive Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
    
32.2  Certification of the Chief Financial Officer pursuant to 18 U.S.C. 1350, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002
    
101.INS  XBRL Instance Document (1)
    
101.SCH  XBRL Taxonomy Extension Schema (1)
    
101.CAL  XBRL Taxonomy Extension Calculation Linkbase (1)
    
101.DEF  XBRL Taxonomy Extension Definition Linkbase (1)
    
101.LAB  XBRL Taxonomy Extension Label Linkbase (1)
    
101.PRE  XBRL Taxonomy Presentation Linkbase (1)

 

(1)Included as an exhibit to Amendment No. 1 to the registrant’s annual report on Form 10-K for the fiscal year ended December 31, 2012, filed with the SEC on May 1, 2013.

 

 
 

 

SIGNATURES

 

Pursuant to the requirements of Section 13 or 15(d) of the Exchange Act, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

Date: March 28, 2014 CNK Global Inc.
     
  By: /s/ Rakgu Kim
    Rakgu Kim
    Chief Financial Officer, Director

 

Pursuant to the requirements of the Exchange Act, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.

 

SIGNATURE   TITLE   DATE
         
/s/ Deukgyun Oh   President, Chief Executive Officer, Chief Financial Officer, Secretary, Treasurer, Director   March 28, 2014
Deukgyun Oh        
         
/s/ Rakgu Kim   Chief Financial Officer, Director   March 28, 2014
Rakgu Kim