0001498301-19-000068.txt : 20191001 0001498301-19-000068.hdr.sgml : 20191001 20191001164633 ACCESSION NUMBER: 0001498301-19-000068 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190929 FILED AS OF DATE: 20191001 DATE AS OF CHANGE: 20191001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUTO GARY CENTRAL INDEX KEY: 0001187144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 191129673 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0803 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-09-29 0001498301 Ascena Retail Group, Inc. ASNA 0001187144 MUTO GARY C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 1 1 0 0 Chief Executive Officer Common 2019-09-29 4 A 0 26667 A 657484 D Common 2019-09-30 4 F 0 10193 .25 D 647291 D Restricted Stock Units 2019-09-29 4 M 0 26667 0 D Common 26667 26667 D Restricted stock units convert into common stock on a one-for-one basis. Includes 47,426 shares owned jointly by the Reporting Person and his spouse. Restricted stock units issued under the Company's 2010 Stock Incentive Plan. On September 29, 2015, the reporting person was granted 80,000 restricted stock units, vesting in three annual installments beginning September 29, 2018. Mary Beth Riley, Power of Attorney 2019-10-01