0001498301-17-000085.txt : 20170928 0001498301-17-000085.hdr.sgml : 20170928 20170928173322 ACCESSION NUMBER: 0001498301-17-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170927 FILED AS OF DATE: 20170928 DATE AS OF CHANGE: 20170928 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MUTO GARY CENTRAL INDEX KEY: 0001187144 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-11736 FILM NUMBER: 171108514 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Ascena Retail Group, Inc. CENTRAL INDEX KEY: 0001498301 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 300641353 STATE OF INCORPORATION: DE FISCAL YEAR END: 0729 BUSINESS ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 BUSINESS PHONE: 551.777.6700 MAIL ADDRESS: STREET 1: 933 MACARTHUR BOULEVARD CITY: MAHWAH STATE: NJ ZIP: 07430 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2017-09-27 0001498301 Ascena Retail Group, Inc. ASNA 0001187144 MUTO GARY C/O ASCENA RETAIL GROUP, INC. 933 MACARTHUR BOULEVARD MAHWAH NJ 07430 0 1 0 0 President & CEO-ascena brands Common 157942 D Restricted Stock Units 2017-09-27 4 A 0 1000000 0 A Common 1000000 1000000 D Option to Buy 2.37 2017-09-27 4 A 0 360825 0 A 2018-09-27 2024-09-27 Common 360825 360825 D Granted under the Company's 2016 Omnibus Incentive Plan. Restricted stock units convert into common stock on a one-for-one basis. On September 27, 2017, the reporting person was granted 1,000,000 restricted stock units, vesting 50% on June 30, 2019 and 50% on June 30, 2020. Vests in two annual installments beginning on the first anniversary of the grant date. Mary Beth Riley, Power of Attorney 2017-09-28