0001127602-18-033844.txt : 20181119 0001127602-18-033844.hdr.sgml : 20181119 20181119200413 ACCESSION NUMBER: 0001127602-18-033844 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181115 FILED AS OF DATE: 20181119 DATE AS OF CHANGE: 20181119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEITMAN WILLIAM J CENTRAL INDEX KEY: 0001187010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 181193983 MAIL ADDRESS: STREET 1: ASHLAND INC. STREET 2: 5O E. RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-3333 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2018-11-15 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001187010 HEITMAN WILLIAM J 50 E. RIVERCENTER BOULEVARD COVINGTON KY 41012-0391 1 Controller Common Stock 2018-11-15 4 M 0 421 82.34 A 10959 D Common Stock 2018-11-15 4 F 0 129 82.34 D 10830 D Common Stock 330 I 401(k) Restricted Stock Units 2018-11-15 4 M 0 421 0 D Common Stock 421 4771 D Payment of tax liability by withholding securities incident to the vesting of Restricted Stock Units acquired pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. Based on Employee Savings Plan information as of September 28, 2018, the latest date for which such information is reasonably available. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. Balance includes shares of restricted stock units acquired in lieu of cash dividends, 7 shares acquired on December 15, 2017; 8 shares acquired on March 15, 2018; 8 shares acquired on June 15, 2018 and 8 shares acquired on September 15, 2018. /s/ Jennifer I. Henkel, Attorney-in-Fact 2018-11-19