0001127602-16-067803.txt : 20161118
0001127602-16-067803.hdr.sgml : 20161118
20161118171702
ACCESSION NUMBER: 0001127602-16-067803
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161116
FILED AS OF DATE: 20161118
DATE AS OF CHANGE: 20161118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC
CENTRAL INDEX KEY: 0001674862
STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160]
IRS NUMBER: 812587835
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1216
BUSINESS ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
BUSINESS PHONE: 859-815-4644
MAIL ADDRESS:
STREET 1: 50 E RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HEITMAN WILLIAM J
CENTRAL INDEX KEY: 0001187010
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 333-211719
FILM NUMBER: 162008579
MAIL ADDRESS:
STREET 1: ASHLAND INC.
STREET 2: 5O E. RIVERCENTER BLVD
CITY: COVINGTON
STATE: KY
ZIP: 41011
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-11-16
0001674862
ASHLAND GLOBAL HOLDINGS INC
ASH
0001187010
HEITMAN WILLIAM J
50 E. RIVERCENTER BOULEVARD
COVINGTON
KY
41012-0391
1
Controller
Common Stock
2016-11-16
4
A
0
1778
109.15
A
12542
D
Common Stock
322
I
401(k)
Stock Appreciation Right
109.15
2016-11-16
4
A
0
4050
109.15
A
2017-11-16
2026-12-16
Common Stock
4050
4050
D
Restricted Stock Units
2016-11-16
4
A
0
650
109.15
A
Common Stock
650
1360
D
Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d).
Includes 243 shares of unvested Restricted Stock.
Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available.
Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year.
Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock.
Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer.
/s/ Jennifer I. Henkel, Attorney-in-Fact
2016-11-18