0001127602-16-067803.txt : 20161118 0001127602-16-067803.hdr.sgml : 20161118 20161118171702 ACCESSION NUMBER: 0001127602-16-067803 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161116 FILED AS OF DATE: 20161118 DATE AS OF CHANGE: 20161118 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASHLAND GLOBAL HOLDINGS INC CENTRAL INDEX KEY: 0001674862 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-CHEMICALS & ALLIED PRODUCTS [5160] IRS NUMBER: 812587835 STATE OF INCORPORATION: DE FISCAL YEAR END: 1216 BUSINESS ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 BUSINESS PHONE: 859-815-4644 MAIL ADDRESS: STREET 1: 50 E RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HEITMAN WILLIAM J CENTRAL INDEX KEY: 0001187010 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 333-211719 FILM NUMBER: 162008579 MAIL ADDRESS: STREET 1: ASHLAND INC. STREET 2: 5O E. RIVERCENTER BLVD CITY: COVINGTON STATE: KY ZIP: 41011 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-11-16 0001674862 ASHLAND GLOBAL HOLDINGS INC ASH 0001187010 HEITMAN WILLIAM J 50 E. RIVERCENTER BOULEVARD COVINGTON KY 41012-0391 1 Controller Common Stock 2016-11-16 4 A 0 1778 109.15 A 12542 D Common Stock 322 I 401(k) Stock Appreciation Right 109.15 2016-11-16 4 A 0 4050 109.15 A 2017-11-16 2026-12-16 Common Stock 4050 4050 D Restricted Stock Units 2016-11-16 4 A 0 650 109.15 A Common Stock 650 1360 D Ashland Common Stock acquired upon settlement of LTIP award pursuant to Ashland's incentive plan and exempt under Rule 16b-3(d). Includes 243 shares of unvested Restricted Stock. Based on Employee Savings Plan information as of October 31, 2016, the latest date for which such information is reasonably available. Stock Appreciation Right granted pursuant to Ashland's incentive plan which vests in three annual installments: 50% after the first year, the next 25% the second year and the remaining 25% the third year. Each Restricted Stock Unit represents a right to receive one (1) share of Ashland Common Stock. Grant of Restricted Stock Units, pursuant to Ashland's incentive plan as approved by the shareholders and exempt pursuant to Rule 16b-3. The shares in this grant will vest in three equal annual installments beginning one year from the date of grant, provided that the Reporting Person remains in continuous employment with the Issuer. /s/ Jennifer I. Henkel, Attorney-in-Fact 2016-11-18