0001104659-19-074347.txt : 20191219 0001104659-19-074347.hdr.sgml : 20191219 20191219160618 ACCESSION NUMBER: 0001104659-19-074347 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191218 FILED AS OF DATE: 20191219 DATE AS OF CHANGE: 20191219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GREBOW EDWARD CENTRAL INDEX KEY: 0001186930 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-01064 FILM NUMBER: 191295831 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alcentra Capital Corp CENTRAL INDEX KEY: 0001578620 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-922-8240 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 FORMER COMPANY: FORMER CONFORMED NAME: Alcentra Capital Corp. DATE OF NAME CHANGE: 20130605 4 1 tm1926658d1_4.xml OWNERSHIP DOCUMENT X0306 4 2019-12-18 0 0001578620 Alcentra Capital Corp ABDC 0001186930 GREBOW EDWARD C/O ALCENTRA CAPITAL CORPORATION 200 PARK AVENUE, 7TH FLOOR NEW YORK NY 10166 1 0 0 0 Common Stock 2019-12-18 4 P 0 6300 9.144 A 47508 D Common Stock 500 I By Children's Trust The price reported in Column 4 is a weighted-average price. These shares were purchased in multiple transactions at prices ranging from $9.12 to $9.15 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Alcentra Capital Corporation (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. /s/ Edward Grebow 2019-12-19