0001415889-20-002179.txt : 20200824 0001415889-20-002179.hdr.sgml : 20200824 20200824101619 ACCESSION NUMBER: 0001415889-20-002179 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200217 FILED AS OF DATE: 20200824 DATE AS OF CHANGE: 20200824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHILDERS D BRADLEY CENTRAL INDEX KEY: 0001186860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33666 FILM NUMBER: 201125140 MAIL ADDRESS: STREET 1: DC/O UNIVERSAL COPRESSION HOLDINGS INC STREET 2: 4440 BRITTMOORE ROAD CITY: HOUSTON STATE: TX ZIP: 77041 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Archrock, Inc. CENTRAL INDEX KEY: 0001389050 STANDARD INDUSTRIAL CLASSIFICATION: NATURAL GAS TRANSMISSION [4922] IRS NUMBER: 743204509 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9807 KATY FREEWAY STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77024 BUSINESS PHONE: 281-836-8000 MAIL ADDRESS: STREET 1: 9807 KATY FREEWAY STREET 2: STE 100 CITY: HOUSTON STATE: TX ZIP: 77024 FORMER COMPANY: FORMER CONFORMED NAME: EXTERRAN HOLDINGS INC. DATE OF NAME CHANGE: 20070619 FORMER COMPANY: FORMER CONFORMED NAME: Iliad Holdings, INC DATE OF NAME CHANGE: 20070206 4 1 form4-08242020_070808.xml X0306 4 2020-02-17 0001389050 Archrock, Inc. AROC 0001186860 CHILDERS D BRADLEY 9807 KATY FREEWAY SUITE 100 HOUSTON TX 77024 true true false false PRESIDENT AND CEO Common Stock 2020-08-20 4 M 0 18919 0 A 1513341 D Common Stock 2020-08-20 4 M 0 62868 0 A 1576209 D Common Stock 2020-08-20 4 F 0 72991 6.92 D 1503218 D Common Stock 1334 I 401(k) Plan Restricted Stock Unit 2020-08-20 4 M 0 18919 0 D Common Stock 18919 0 D Restricted Stock Unit 2020-02-17 4 A 0 62868 0 A Common Stock 62868 62868 D Restricted Stock Unit 2020-08-20 4 M 0 62868 0 D Common Stock 0 0 D Ratable three-year vesting of restricted stock units. Holdings include shares acquired through participation in the Employee Stock Purchase Plan. Cliff vesting of restricted stock units based on performance achievement. Issuer withheld the maximum allowable shares to satisfy the tax withholding obligations associated with the vesting of shares acquired herein and in connection with the vesting of shares previously reported in Table I. Restricted stock units were subject to three-year ratable vesting and converted into shares of common stock upon vesting on a one-for-one basis. Represents an award of performance based restricted stock units, the payout of which was subject to the achievement of total shareholder return relative to the Issuer's peers over the period of January 1, 2017 to December 31, 2019. On February 17, 2020, the Compensation Committee certified that the performance achievement over the measurement period was 174% of target, and the award subsequently vested in full on August 20, 2020. The restricted stock units converted into shares of common stock on a one-for-one basis. /s/ Susan Thompson, Attorney-in-Fact 2020-08-24