0001553350-17-000998.txt : 20170830 0001553350-17-000998.hdr.sgml : 20170830 20170830165435 ACCESSION NUMBER: 0001553350-17-000998 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170830 DATE AS OF CHANGE: 20170830 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GelTech Solutions, Inc. CENTRAL INDEX KEY: 0001403676 STANDARD INDUSTRIAL CLASSIFICATION: PLASTIC MATERIAL, SYNTH RESIN/RUBBER, CELLULOS (NO GLASS) [2820] IRS NUMBER: 562600575 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-83813 FILM NUMBER: 171061290 BUSINESS ADDRESS: STREET 1: 1460 PARK LANE SOUTH STREET 2: SUITE 1 CITY: JUPITER STATE: FL ZIP: 33458 BUSINESS PHONE: 561-427-6144 MAIL ADDRESS: STREET 1: 1460 PARK LANE SOUTH STREET 2: SUITE 1 CITY: JUPITER STATE: FL ZIP: 33458 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MOSLER WARREN B CENTRAL INDEX KEY: 0001186722 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 3980 RCA BLVD STE 8002 STREET 2: PO BOX 31041 CITY: PALM BEACH GARDENS STATE: FL ZIP: 33420-1041 SC 13G 1 mosler_sc13.htm SC 13G Schedule 13G

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549


SCHEDULE 13G


Under the Securities Exchange Act of 1934


GelTech Solutions, Inc.

(Name of Issuer)


Common Stock

(Title of Class of Securities)


368537 106

(CUSIP Number)



August 11, 2017

(Date of Event which Requires Filing of this Statement)


Check the appropriate box to designate the rule pursuant to which this Schedule is filed:


¨

 Rule 13d-1(b)

 

 

þ

 Rule 13d-1(c)

 

 

¨

 Rule 13d-1(d)


*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 



CUSIP No. 368537 106                                             13G                                                    Page 2 of 4 Pages




1

NAME OF REPORTING PERSONS

I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY)


Warren Mosler

 

2

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(a)   ¨

(b)   ¨

 

3

SEC USE ONLY

 

 

4

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States of America

 

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

 

5

SOLE VOTING POWER

 

8,337,531 (1)

 

 

6

SHARED VOTING POWER



 

 

7

SOLE DISPOSITIVE POWER

 

8,337,531 (1)

 

 

8

SHARED DISPOSITIVE POWER



 

9

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON


8,337,531

 

10

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

¨

 

11

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)


12.7% (2)

 

12

TYPE OF REPORTING PERSON


In – Individual

 


(1)

Represents (i) 5,734,176 shares of common stock and (ii) warrants to purchase 2,603,355 shares of common stock.

(2)

Based on 63,286,396 shares outstanding as of August 30, 2017.






CUSIP No. 368537 106                                             13G                                                    Page 3 of 4 Pages



ITEM 1.


(a)

Name of Issuer: GelTech Solutions, Inc.

(b)

Address of Issuer’s Principal Executive Offices: 1460 Park Lane South, Suite 1, Jupiter, FL  33458


ITEM 2.


(a)

Name of Person Filing: Warren Mosler

(b)

Address of Principal Business Office or, if none, Residence: 3980 RCA Blvd. Ste. 8002, P.O. Box 31041, Palm Beach Gardens, FL 33420

(c)

Citizenship: United States of America

(d)

Title of Class of Securities: Common Stock

(e)

CUSIP Number: 368537 106


ITEM 3.

IF THIS STATEMENT IS FILED PURSUANT TO §§240.13D-1(B) OR 240.13D-2(B) OR (C), CHECK WHETHER THE PERSON FILING IS A:


Not Applicable.


ITEM 4.

OWNERSHIP.


See Item 5 through 9 and 11 of page 2.  The amount beneficially owned includes, where appropriate, securities not outstanding, which are subject to options, warrants, rights or conversion privileges that are exercisable within 60 days of August 29, 2017.


ITEM 5.

OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS.


Not Applicable


ITEM 6.

OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON.


Not Applicable


ITEM 7.

IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY OR CONTROL PERSON.


Not Applicable


ITEM 8.

IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP.


Not Applicable


ITEM 9.

NOTICE OF DISSOLUTION OF GROUP.


Not Applicable


ITEM 10.

CERTIFICATION.


By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.




CUSIP No. 368537 106                                             13G                                                    Page 4 of 4 Pages



SIGNATURE


After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.



August 30, 2017

By:

/s/ WARREN MOSLER

 

 

Warren Mosler