0001628280-23-005053.txt : 20230224 0001628280-23-005053.hdr.sgml : 20230224 20230224160826 ACCESSION NUMBER: 0001628280-23-005053 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230223 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAPIN ROSS K CENTRAL INDEX KEY: 0001186593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 23667138 MAIL ADDRESS: STREET 1: C/O PHOTOWORKS INC STREET 2: 1260 16TH AVE W CITY: SEATTLE STATE: WA ZIP: 98119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1000 CHESTERBROOK BOULEVARD STREET 2: SUITE 250 CITY: BERWYN STATE: PA ZIP: 19312 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 1000 CHESTERBROOK BOULEVARD STREET 2: SUITE 250 CITY: BERWYN STATE: PA ZIP: 19312 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_167727287687194.xml FORM 4 X0306 4 2023-02-23 0 0001337619 ENVESTNET, INC. ENV 0001186593 CHAPIN ROSS K 1000 CHESTERBROOK BOULEVARD SUITE 250 BERWYN PA 19312 1 0 0 0 Common Stock 2023-02-23 4 M 0 7954 15.34 A 67446 D Director Stock Option (Right to Buy) 15.34 2023-02-23 4 M 0 7954 15.34 A 2023-02-23 2023-02-28 Common Stock 7954.0 0 D Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column. Total does not include options from other tranches with different exercise prices, vesting dates, and expirations dates. /s/ Shelly O'Brien, by Power-of-Attorney for Ross K. Chapin 2023-02-24