0001628280-22-001861.txt : 20220204 0001628280-22-001861.hdr.sgml : 20220204 20220204165113 ACCESSION NUMBER: 0001628280-22-001861 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220202 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAPIN ROSS K CENTRAL INDEX KEY: 0001186593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 22594154 MAIL ADDRESS: STREET 1: C/O PHOTOWORKS INC STREET 2: 1260 16TH AVE W CITY: SEATTLE STATE: WA ZIP: 98119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_164401145042981.xml FORM 4 X0306 4 2022-02-02 0 0001337619 ENVESTNET, INC. ENV 0001186593 CHAPIN ROSS K 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2022-02-02 4 M 0 5277 12.45 A 57180 D Director Stock Option (Right to Buy) 12.45 2022-02-02 4 M 0 5277 12.45 D 2012-02-29 2022-02-28 Common Stock 5277.0 0 D Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed inthe "Date Exercisable" column. Total does not include options from other tranches with different exercise prices, vesting dates, and expirations dates. /s/ Shelly O'Brien, by Power-of-Attorney for Ross K. Chapin 2022-02-04