0001628280-21-003071.txt : 20210224 0001628280-21-003071.hdr.sgml : 20210224 20210224162003 ACCESSION NUMBER: 0001628280-21-003071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210222 FILED AS OF DATE: 20210224 DATE AS OF CHANGE: 20210224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAPIN ROSS K CENTRAL INDEX KEY: 0001186593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34835 FILM NUMBER: 21673421 MAIL ADDRESS: STREET 1: C/O PHOTOWORKS INC STREET 2: 1260 16TH AVE W CITY: SEATTLE STATE: WA ZIP: 98119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ENVESTNET, INC. CENTRAL INDEX KEY: 0001337619 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 201409613 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 BUSINESS PHONE: 312-827-2800 MAIL ADDRESS: STREET 1: 35 E WACKER DR STE 2400 CITY: CHICAGO STATE: IL ZIP: 60601 FORMER COMPANY: FORMER CONFORMED NAME: ENVESTNET ASSET MANAGEMENT GROUP INC DATE OF NAME CHANGE: 20050831 4 1 wf-form4_161420152688430.xml FORM 4 X0306 4 2021-02-22 0 0001337619 ENVESTNET, INC. ENV 0001186593 CHAPIN ROSS K 35 EAST WACKER DRIVE SUITE 2400 CHICAGO IL 60601 1 0 0 0 Common Stock 2021-02-22 4 M 0 2048 12.55 A 49068 D Director Stock Option (Right to Buy) 12.55 2021-02-22 4 M 0 2048 12.55 A 2012-02-28 2021-02-28 Common Stock 2048.0 0 D Original option grant vests monthly over a 4 year period, except that the shares that would otherwise vest over the first 12 months shall not vest until the first anniversary of the grant.as listed in the "Date Exercisable" column. Total does not include options from other tranches with different exercise prices, vesting dates, and expirations dates. /s/ Shelly O'Brien, by Power-of-Attorney for Ross K. Chapin 2021-02-24