0001437749-24-010657.txt : 20240402 0001437749-24-010657.hdr.sgml : 20240402 20240402170557 ACCESSION NUMBER: 0001437749-24-010657 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240329 FILED AS OF DATE: 20240402 DATE AS OF CHANGE: 20240402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOHNSON STARLETTE B CENTRAL INDEX KEY: 0001186340 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36865 FILM NUMBER: 24815424 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rocky Mountain Chocolate Factory, Inc. CENTRAL INDEX KEY: 0001616262 STANDARD INDUSTRIAL CLASSIFICATION: SUGAR & CONFECTIONERY PRODUCTS [2060] ORGANIZATION NAME: 04 Manufacturing IRS NUMBER: 471535633 STATE OF INCORPORATION: DE FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 BUSINESS PHONE: (970) 259-0554 MAIL ADDRESS: STREET 1: 265 TURNER DRIVE CITY: DURANGO STATE: CO ZIP: 80202 FORMER COMPANY: FORMER CONFORMED NAME: Rocky Mountain Brands, Inc. DATE OF NAME CHANGE: 20140808 4 1 rdgdoc.xml 20240402SBJF4 X0508 4 2024-03-29 0001616262 Rocky Mountain Chocolate Factory, Inc. RMCF 0001186340 JOHNSON STARLETTE B 265 TURNER DRIVE DURANGO CO 81303 1 Interim CEO 0 Common Stock 2024-03-29 4 A 0 103143 0 A 111481 D Represents a restricted stock unit award granted under the issuer's 2007 Equity Incentive Plan (as amended), which vests in 36 equal monthly installments beginning on January 29, 2024. Each restricted stock unit represents the contingent right to received one share of the issuer's common stock. /s/ Tracy D. Wojcik, Attorney In Fact 2024-04-02