-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, D2TdcWK9SBvC1DJyiVsejZDEf+ZCBWXbDuQAqH4I5Eoy+C27eSjFWQTpiR3MmnhX 3J8q00W6pFsCC7gWdmi+vA== 0000909518-02-000425.txt : 20020522 0000909518-02-000425.hdr.sgml : 20020522 20020522171207 ACCESSION NUMBER: 0000909518-02-000425 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20020522 GROUP MEMBERS: ALFRED D. KINGSLEY GROUP MEMBERS: GARY K. DUBERSTEIN GROUP MEMBERS: GREENBELT CORP. GROUP MEMBERS: GREENHOUSE PARTNERS, L.P. GROUP MEMBERS: GREENHUT L.L.C. GROUP MEMBERS: GREENHUT OVERSEAS, L.L.C. GROUP MEMBERS: GREENSEA OFFSHORE, L.P. GROUP MEMBERS: GREENTREE PARTNERS, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BETHLEHEM STEEL CORP /DE/ CENTRAL INDEX KEY: 0000011860 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 240526133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-34016 FILM NUMBER: 02660166 BUSINESS ADDRESS: STREET 1: 1170 EIGHTH AVE CITY: BETHLEHEM STATE: PA ZIP: 18016-7699 BUSINESS PHONE: 6106942424 MAIL ADDRESS: STREET 1: 1170 EIGHTH AVE CITY: BETHLEHEM STATE: PA ZIP: 18016-7699 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GREENWAY PARTNERS L P CENTRAL INDEX KEY: 0000938356 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 277 PARK AVE 27TH FL CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2123505100 MAIL ADDRESS: STREET 1: 277 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10017 SC 13D/A 1 a5-22sc13da4.txt ================================================================================ SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 4) ----------- BETHLEHEM STEEL CORPORATION (Name of Issuer) ----------- Common Stock, $1.00 par value per share 087509105 (Title of class of securities) (CUSIP number) Gary K. Duberstein, Esq. Greenway Partners, L.P. 909 Third Avenue, 30th Floor New York, New York 10022 (212) 350-5100 (Name, address and telephone number of person authorized to receive notices and communications) May 16, 2002 (Date of event which requires filing of this statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [_]. Note: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. Seess. 240.13d-7 for other parties to whom copies are to be sent. (Continued on following pages) (Page 1 of 14 pages) ================================================================================ NY2:\1157542\01\_T5Y01!.DOC\56392.0004
---------------------------------------------------- ----------------------------------------------- CUSIP No. 087509105 13D Page 2 of 14 Pages ---------------------------------------------------- ----------------------------------------------- ------------------------ ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GREENWAY PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. 13-3714238 OF ABOVE PERSON ------------------------ ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ ------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, 00 ------------------------ ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ------------------------ ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 541,000 SHARES ---------------- ----------------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ---------------- ----------------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER: 541,000 REPORTING ---------------- ----------------------------------------------------------------------- PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------------ ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 541,000 ------------------------ ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.4% ------------------------ ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------------ -------------------------------------------------------------------------------------------
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---------------------------------------------------- ------------------------------------------------ CUSIP No. 087509105 13D Page 3 of 14 Pages ---------------------------------------------------- ------------------------------------------------ ------------------------ -------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GREENTREE PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. 13-3752875 OF ABOVE PERSON ------------------------ -------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ -------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ -------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, 00 ------------------------ -------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ -------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ------------------------ -------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 300,000 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 300,000 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------------ -------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 300,000 ------------------------ -------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ -------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.2% ------------------------ -------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------------ --------------------------------------------------------------------------------------------
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---------------------------------------------------- -------------------------------------------------- CUSIP No. 087509105 13D Page 4 of 14 Pages ---------------------------------------------------- -------------------------------------------------- ------------------------ ---------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GREENHOUSE PARTNERS, L.P. S.S. OR I.R.S. IDENTIFICATION NO. 13-3793447 OF ABOVE PERSON ------------------------ ---------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ ---------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ ---------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, AF, 00 ------------------------ ---------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ ---------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ------------------------ ---------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 541,000 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 541,000 ------------------------ ---------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 541,000 ------------------------ ---------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ ---------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.4% ------------------------ ---------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------------ ----------------------------------------------------------------------------------------------
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---------------------------------------------------- ----------------------------------------------- CUSIP No. 087509105 13D Page 5 of 14 Pages ---------------------------------------------------- ----------------------------------------------- ------------------------ ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GREENHUT L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. 13-3793450 OF ABOVE PERSON ------------------------ ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ ------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, AF, 00 ------------------------ ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ------------------------ ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 300,000 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 300,000 ------------------------ ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 300,000 ------------------------ ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.2% ------------------------ ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------------ -------------------------------------------------------------------------------------------
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---------------------------------------------------- ----------------------------------------------- CUSIP No. 087509105 13D Page 6 of 14 Pages ---------------------------------------------------- ----------------------------------------------- ------------------------ -------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GREENBELT CORP. S.S. OR I.R.S. IDENTIFICATION NO. 13-3791931 OF ABOVE PERSON ------------------------ -------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ -------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ -------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: 00 ------------------------ -------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ -------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ------------------------ -------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 3,076,967 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 3,076,967 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------------ -------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 3,076,967 ------------------------ -------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ -------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 2.3% ------------------------ -------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: CO ------------------------ --------------------------------------------------------------------------------------------
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---------------------------------------------------- ----------------------------------------------- CUSIP No. 087509105 13D Page 7 of 14 Pages ---------------------------------------------------- ----------------------------------------------- ------------------------ ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GREENSEA OFFSHORE, L.P. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------ ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ ------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, 00 ------------------------ ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Cayman Islands ------------------------ ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 910,500 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 0 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 910,500 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 0 ------------------------ ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 910,500 ------------------------ ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.7% ------------------------ ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: PN ------------------------ -------------------------------------------------------------------------------------------
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---------------------------------------------------- ----------------------------------------------- CUSIP No. 087509105 13D Page 8 of 14 Pages ---------------------------------------------------- ----------------------------------------------- ------------------------ ---------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GREENHUT OVERSEAS, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. 13-3868906 OF ABOVE PERSON ------------------------ ---------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ ---------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ ---------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: WC, AF, 00 ------------------------ ---------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ ---------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: Delaware ------------------------ ---------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 910,500 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 910,500 ------------------------ ---------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 910,500 ------------------------ ---------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ ---------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.7 % ------------------------ ---------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: OO ------------------------ ----------------------------------------------------------------------------------------------
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---------------------------------------------------- ----------------------------------------------- CUSIP No. 087509105 13D Page 9 of 14 Pages ---------------------------------------------------- ----------------------------------------------- ------------------------ ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON ALFRED D. KINGSLEY S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------ ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ ------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: PF, AF, 00 ------------------------ ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e): [_] ------------------------ ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States ------------------------ ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 817,100 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 4,828,467 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 817,100 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 4,828,467 ------------------------ ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 5,645,567 ------------------------ ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 4.3% ------------------------ ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN ------------------------ -------------------------------------------------------------------------------------------
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---------------------------------------------------- ----------------------------------------------- CUSIP No.087509195 13D Page 10 of 14 Pages ---------------------------------------------------- ----------------------------------------------- ------------------------ ------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON GARY K. DUBERSTEIN S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ------------------------ ------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) [x] (b) [_] ------------------------ ------------------------------------------------------------------------------------------- 3 SEC USE ONLY ------------------------ ------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS: PF, AF, 00 ------------------------ ------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) OR 2(e) [_] ------------------------ ------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION: United States ------------------------ ------------------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER: 0 SHARES ---------------- ------------------------------------------------------------------------ BENEFICIALLY 8 SHARED VOTING POWER: 4,828,467 OWNED BY ---------------- ------------------------------------------------------------------------ EACH 9 SOLE DISPOSITIVE POWER: 0 REPORTING ---------------- ------------------------------------------------------------------------ PERSON WITH 10 SHARED DISPOSITIVE POWER: 4,828,467 ------------------------ ------------------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY REPORTING PERSON: 4,828,467 ------------------------ ------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES: [_] ------------------------ ------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 3.7% ------------------------ ------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON: IN ------------------------ -------------------------------------------------------------------------------------------
10 This Amendment No. 4 (this "Amendment No. 4") amends the Statement on Schedule 13D, filed on August 16, 1999, Amendment No. 1, filed November 13, 2000, Amendment No. 2, filed March 16, 2001, and Amendment No. 3, filed February 5, 2002 (the "Schedule 13D") by and on behalf of Greenway Partners, L.P. ("Greenway"), Greentree Partners, L.P. ("Greentree"), Greenhouse Partners, L.P. ("Greenhouse"), Greenhut, L.L.C. ("Greenhut"), Greenbelt Corp. ("Greenbelt"), Greensea Offshore, L.P. ("Greensea"), Greenhut Overseas, L.L.C. ("Greenhut Overseas"), Alfred D. Kingsley ("Kingsley") and Gary K. Duberstein ("Duberstein" and, together with the foregoing persons, the "Reporting Persons"). Capitalized terms used herein and not defined herein have the meanings ascribed thereto in the Schedule 13D. ITEM 5. INTEREST IN SECURITIES OF THE ISSUER (a) As of May 20, 2002, the Reporting Persons beneficially owned in the aggregate 5,645,567 Shares constituting 4.3% of the outstanding Shares (the percentage of Shares owned being based upon 130,985,293 Shares outstanding at April 12, 2002, as set forth in the Company's Form 10-Q for the Quarter Ended March 31, 2002). The Reporting Persons may be deemed to have direct beneficial ownership of Shares as follows: Approximate Number of Percentage of Name Shares Outstanding Shares - ---- ------ ------------------ Greenway 541,000 0.4% Greentree 300,000 0.2% Greenbelt 3,076,967 2.3% Greensea 910,500 0.7% Kingsley 817,100 0.6% Greenhouse, as the general partner of Greenway, may be deemed to own beneficially (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) Shares that Greenway may be deemed to possess direct beneficial ownership. Each of Kingsley and Duberstein, as general partners of Greenhouse, may be deemed to beneficially own Shares which Greenhouse may be deemed to beneficially own. Each of Kingsley and Duberstein disclaims beneficial ownership of such Shares for all other purposes. Greenhut, as the general partner of Greentree, may be deemed to own beneficially (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) Shares which Greentree may be deemed to possess direct beneficial ownership. Each of Kingsley and Duberstein, as members of Greenhut, may be deemed to beneficially own Shares that Greenhut may be deemed to beneficially own. Each of Kingsley and Duberstein disclaims beneficial ownership of such Shares for all other purposes. Greenhut Overseas, as the investment general partner of Greensea, may be deemed to own beneficially (as that term is defined in Rule 13d-3 under the Securities Exchange Act of 1934) Shares which Greensea may be deemed to possess direct beneficial ownership. Each of Kingsley and Duberstein, as members of Greenhut Overseas, may be deemed to beneficially own Shares that Greenhut Overseas may be deemed to beneficially own. Each of Kingsley and Duberstein disclaims beneficial ownership of such Shares for all other purposes. Greenbelt has direct beneficial ownership of the Shares in the accounts which it manages. Each of Kingsley and Duberstein, as executive officers and directors of Greenbelt, may be deemed to beneficially own Shares that Greenbelt beneficially owns. Each of Kingsley and Duberstein hereby disclaims beneficial ownership of such Shares for all other purposes. (b) Greenway has the sole power to vote or direct the vote of 541,000 Shares and the sole power to dispose or to direct the disposition of such Shares. Greenhouse and Kingsley and Duberstein may be deemed to share with Greenway the power to vote or to direct the vote and to dispose or to direct the disposition of such Shares. 11 Greentree has the sole power to vote or direct the vote of 300,000 Shares and the sole power to dispose or direct the disposition of such Shares. Greenhut and Kingsley and Duberstein may be deemed to share with Greentree the power to vote or to direct the vote and to dispose or to direct the disposition of such Shares. Greensea has the sole power to vote or direct the vote of 910,500 Shares and the sole power to dispose or direct the disposition of such Shares. Greenhut Overseas and Kingsley and Duberstein may be deemed to share with Greensea the power to vote or to direct the vote and to dispose or to direct the disposition of such Shares. Greenbelt has the sole power to vote or direct the vote of 3,076,967 Shares and the sole power to dispose or direct the disposition of such Shares. Kingsley and Duberstein may be deemed to share with Greenbelt the power to vote or to direct the vote and to dispose or to direct the disposition of such Shares. Kingsley has the sole power to vote or direct the vote of 817,100 Shares and the sole power to dispose or direct the disposition of such Shares. (c) Information concerning transactions in the Shares by the Reporting Persons during the past 60 days is set forth in Exhibit 8 attached hereto, which is incorporated herein by reference. (d) No other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, the Shares, except the dividends from, or proceeds from the sale of Shares in each respective account managed by Greenbelt will be delivered into each such respective account. None of such individual managed accounts has an interest in more than five percent of the class of outstanding Shares. (e) The Reporting Persons ceased to be beneficial owners of more than five percent of the Shares on March 6, 2002. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS The following Exhibit is filed herewith: 8. Information concerning transactions in the Shares effected by the Reporting Persons in the last sixty days. [THE REMAINDER OF THIS PAGE IS INTENTIONALLY LEFT BLANK] 12 SIGNATURES After reasonable inquiry and to the best of their knowledge and belief, the undersigned certify that the information contained in this Statement is true, complete and correct. Dated: May 20, 2002 GREENHOUSE PARTNERS, L.P. GREENWAY PARTNERS, L.P. By: Greenhouse Partners, L.P., its By:/s/ Gary K. Duberstein general partner ---------------------- Gary K. Duberstein, general partner By:/s/ Gary K. Duberstein ---------------------- Gary K. Duberstein, general partner GREENHUT, L.L.C. GREENTREE PARTNERS, L.P. By: Greenhut, L.L.C., its general By:/s/ Gary K. Duberstein partner ---------------------- Gary K. Duberstein, Member By:/s/ Gary K. Duberstein ---------------------- Gary K. Duberstein, Member GREENHUT OVERSEAS, L.L.C. GREENSEA OFFSHORE, L.P. By: Greenhut Overseas, L.L.C., its By:/s/ Gary K. Duberstein investment general partner ---------------------- Gary K. Duberstein, Member By:/s/ Gary K. Duberstein ---------------------- Gary K. Duberstein, Member GREENBELT CORP. By:/s/ Alfred D. Kingsley ---------------------- Alfred D. Kingsley, President /s/ Alfred D. Kingsley ---------------------- Alfred D. Kingsley /s/ Gary K. Duberstein ---------------------- Gary K. Duberstein 13 EXHIBIT INDEX EXHIBIT NO. DESCRIPTION - ----------- ----------- 8. Information concerning transactions in the Shares effected by the Reporting Persons in the last sixty days. 14 EX-99 3 a5-22ex8.txt EXHIBIT 8 Exhibit 8 TRANSACTIONS IN SHARES OF THE COMPANY The Reporting Persons engaged in the following transactions in Shares of the Company during the past 60 days. All transactions involved sales of Shares on the New York Stock Exchange.
Reporting Person With Direct Beneficial Date of Number of Price Per Share Ownership Transaction Shares (Excluding Commission) --------- ----------- ------ ---------------------- Greenway 4/18/02 (68,700) $0.4507 Greenbelt 4/19/02 (50,000) 0.40 Greenway 4/29/02 (50,000) 0.40 Greenbelt 4/29/02 (8,000) 0.40 Greenway 4/30/02 (27,700) 0.41 Greenway 5/1/02 (17,100) 0.41 Greenbelt 5/3/02 (100,000) 0.40 Kingsley 5/9/02 (200) 0.43 Greentree 5/10/02 (60,000) 0.40 Greensea 5/16/02 (60,000) 0.39 Greensea 5/20/02 (234,300) 0.3921
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