-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5rLkxjIc8z9aYTFA2Il4LSHICTbWWZdpUP0PBiEO3xfpso2ZcloW7iKovqarRSh pUow6UsVCYjWYe7k2+kCuw== 0000011860-99-000016.txt : 19990215 0000011860-99-000016.hdr.sgml : 19990215 ACCESSION NUMBER: 0000011860-99-000016 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990212 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: BETHLEHEM STEEL CORP /DE/ CENTRAL INDEX KEY: 0000011860 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 240526133 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 5 SEC ACT: SEC FILE NUMBER: 001-01941 FILM NUMBER: 99533264 BUSINESS ADDRESS: STREET 1: 1170 EIGHTH AVE CITY: BETHLEHEM STATE: PA ZIP: 18016-7699 BUSINESS PHONE: 6106843745 MAIL ADDRESS: STREET 1: 1170 EIGHTH AVE CITY: BETHLEHEM STATE: PA ZIP: 18016-7699 COMPANY DATA: COMPANY CONFORMED NAME: STEPHENSON DOROTHY L CENTRAL INDEX KEY: 0001077348 STANDARD INDUSTRIAL CLASSIFICATION: [] OFFICER FILING VALUES: FORM TYPE: 5 BUSINESS ADDRESS: STREET 1: 1170 EIGHTH AVE. CITY: BETHLEHEM STATE: PA ZIP: 18016-7699 5 1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 5 ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP [ ] Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. [ ] Form 3 Holdings Reported [ ] Form 4 Transactions Reported 1. Name and Address of Reporting Person(s) Stephenson, Dorothy L. 1170 Eighth Avenue, Rm. 1760 Bethlehem, PA 18016-7699 2. Issuer Name and Ticker or Trading Symbol Bethlehem Steel Corporation (BS) 3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary) 4. Statement for Month/Year 12/98 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [ ] 10% Owner [X] Officer (give title below) [ ] Other (specify below) Vice President 7. Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [ ] Form filed by More than One Reporting Person
Table I Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Security 2)Trans- 3.Trans- 4.Securities Acquired(A) 5)Amount of 6) 7)Nature of action action or Disposed of (D) Securities Indirect Date Code A Beneficially D Beneficial (Month/ or Owned at or Ownership Day/Year) Code Amount D Price End of Year I - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 04/27/98 F 635 D $15.1250 D Direct Common Stock 04/29/98 A 6,000 (1) A 17,865 D Direct Common Stock 2,413 I 401(k) Plan Table II (PART 1) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1 through 6) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 2)Conversion 3)Trans- 4)Trans- 5)Number of Derivative 6)Date Exercisable and Security or Exercise action action Securities Acquired (A) Expiration Date Price of Date Code or Disposed of (D) Derivative Security Code A D Exercisable Expiration - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to$15.2500 04/29/98 A 10,000 (3) 04/29/08 buy) (2) SAR (2) $15.2500 04/29/98 A 10,000 (3) 04/29/08 Table II (PART 2) Derivative Securitites Acquired, Disposed of, or Beneficially Owned (Columns 1,3 and 7 through 11) - ------------------------------------------------------------------------------------------------------------------------------------ 1)Title of Derivative 3)Trans- 7)Title and Amount 8)Price 9)Number of 10) 11)Nature of Security action of Underlying of Deri- Derivative Indirect Date Securities vative Securities D Beneficial Amount or Security Beneficially or Ownership Number of Owned at I - Title Shares End of Year - ------------------------------------------------------------------------------------------------------------------------------------ Employee Stock Option (right to04/29/98 Common Stock 10,000 10,000 D Direct buy) (2) SAR (2) 04/29/98 Common Stock 10,000 10,000 D Direct Explanation of Responses: (1) These shares are subject to certain restrictions. (2) In tandem with tax withholding right (3) The options become exercisable in increments: 25 percent on April 29, 1999, 25 percent on April 29, 2000, 25 percent on April 29, 2001 and 25 percent on April 29, 2002. - - Each share of Common Stock includes a right to purchase preference stock under Bethlehem's Stockholder Rights Agreement.
SIGNATURE OF REPORTING PERSON /S/ Stephenson, Dorothy L. DATE -----END PRIVACY-ENHANCED MESSAGE-----