0001415889-16-007610.txt : 20161220 0001415889-16-007610.hdr.sgml : 20161220 20161220163512 ACCESSION NUMBER: 0001415889-16-007610 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161216 FILED AS OF DATE: 20161220 DATE AS OF CHANGE: 20161220 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANZIONE ROBERT J CENTRAL INDEX KEY: 0001185888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 162061689 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 4 1 form4-12202016_041202.xml X0306 4 2016-12-16 0001645494 ARRIS International plc ARRS 0001185888 STANZIONE ROBERT J 3871 LAKEFIELD DRIVE SUWANEE GA 30024 true true false false EXECUTIVE CHAIRMAN Ordinary Shares 2016-12-16 4 S 0 50000 31 D 798856 D Ordinary Shares 60950 I By 2015 Grantor Retainer Annuity Trust Account Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 302630 302630 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 151315 151315 D Restricted Shares (P) 150330 0 2018-01-31 Ordinary Shares 154750 154750 D Restricted Shares (P) 140327 0 2017-01-31 Ordinary Shares 163160 163160 D Shares sold subject to an existing Rule 10b5-1 Sales Plan. Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Date represents vesting date for the award. Amount shown reflects maximum vesting of the award at the 200% level. This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock grant that vests annually in fourths beginning one year from the date of the award. Date shown reflects the date upon which the award is fully vested. /s/ Patrick W. Macken 2016-12-20