0001415889-16-007565.txt : 20161209 0001415889-16-007565.hdr.sgml : 20161209 20161209163707 ACCESSION NUMBER: 0001415889-16-007565 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161208 FILED AS OF DATE: 20161209 DATE AS OF CHANGE: 20161209 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ARRIS International plc CENTRAL INDEX KEY: 0001645494 STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663] IRS NUMBER: 981241619 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 BUSINESS PHONE: (678)473-2000 MAIL ADDRESS: STREET 1: 3871 LAKEFIELD DRIVE CITY: SUWANEE STATE: GA ZIP: 30024 FORMER COMPANY: FORMER CONFORMED NAME: ARRIS International Ltd DATE OF NAME CHANGE: 20150617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STANZIONE ROBERT J CENTRAL INDEX KEY: 0001185888 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37672 FILM NUMBER: 162044463 MAIL ADDRESS: STREET 1: C/O ARRIS GROUP INC STREET 2: 11450 TECHNOLOGY CIRCLE CITY: DULUTH STATE: GA ZIP: 30097 4 1 form4-12092016_011257.xml X0306 4 2016-12-08 0001645494 ARRIS International plc ARRS 0001185888 STANZIONE ROBERT J 3871 LAKEFIELD DRIVE SUWANEE GA 30024 true true false false EXECUTIVE CHAIRMAN Ordinary Shares 2016-12-08 4 S 0 30000 30.1508 D 848856 D Ordinary Shares 60950 I By 2015 Grantor Retainer Annuity Trust Account Restricted Shares (P) 160707 0 2019-01-31 Ordinary Shares 302630 302630 D Restricted Shares (T) 160707 0 2020-07-07 Ordinary Shares 151315 151315 D Restricted Shares (P) 150330 0 2018-01-31 Ordinary Shares 154750 154750 D Restricted Shares (P) 140327 0 2017-01-31 Ordinary Shares 163160 163160 D The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.15 to $30.171, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Date represents vesting date for the award. Amount shown reflects maximum vesting of the award at the 200% level. This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule. Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date. /s/ Patrick W. Macken, Attorney-in-Fact 2016-12-09