0001415889-16-007565.txt : 20161209
0001415889-16-007565.hdr.sgml : 20161209
20161209163707
ACCESSION NUMBER: 0001415889-16-007565
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161208
FILED AS OF DATE: 20161209
DATE AS OF CHANGE: 20161209
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ARRIS International plc
CENTRAL INDEX KEY: 0001645494
STANDARD INDUSTRIAL CLASSIFICATION: RADIO & TV BROADCASTING & COMMUNICATIONS EQUIPMENT [3663]
IRS NUMBER: 981241619
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
BUSINESS PHONE: (678)473-2000
MAIL ADDRESS:
STREET 1: 3871 LAKEFIELD DRIVE
CITY: SUWANEE
STATE: GA
ZIP: 30024
FORMER COMPANY:
FORMER CONFORMED NAME: ARRIS International Ltd
DATE OF NAME CHANGE: 20150617
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: STANZIONE ROBERT J
CENTRAL INDEX KEY: 0001185888
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37672
FILM NUMBER: 162044463
MAIL ADDRESS:
STREET 1: C/O ARRIS GROUP INC
STREET 2: 11450 TECHNOLOGY CIRCLE
CITY: DULUTH
STATE: GA
ZIP: 30097
4
1
form4-12092016_011257.xml
X0306
4
2016-12-08
0001645494
ARRIS International plc
ARRS
0001185888
STANZIONE ROBERT J
3871 LAKEFIELD DRIVE
SUWANEE
GA
30024
true
true
false
false
EXECUTIVE CHAIRMAN
Ordinary Shares
2016-12-08
4
S
0
30000
30.1508
D
848856
D
Ordinary Shares
60950
I
By 2015 Grantor Retainer Annuity Trust Account
Restricted Shares (P) 160707
0
2019-01-31
Ordinary Shares
302630
302630
D
Restricted Shares (T) 160707
0
2020-07-07
Ordinary Shares
151315
151315
D
Restricted Shares (P) 150330
0
2018-01-31
Ordinary Shares
154750
154750
D
Restricted Shares (P) 140327
0
2017-01-31
Ordinary Shares
163160
163160
D
The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $30.15 to $30.171, inclusive. The reporting person undertakes to provide issuer or any security holder of the issuer or the staff of the Security Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote
Represents a restricted stock grant that is performance-based and can vest between 0 and 200% of the grant amount based on the Company's shareholder return as compared to the NASDAQ Composite shareholder return over a three-year measurement period. Date represents vesting date for the award. Amount shown reflects maximum vesting of the award at the 200% level.
This restricted stock grant does not have a date of expiration, but will fully vest pursuant to the predetermined vesting schedule.
Represents a restricted stock grant which vests in four equal annual installments beginning one year from the grant date.
/s/ Patrick W. Macken, Attorney-in-Fact
2016-12-09