0001144204-16-104470.txt : 20160524
0001144204-16-104470.hdr.sgml : 20160524
20160524153700
ACCESSION NUMBER: 0001144204-16-104470
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160523
FILED AS OF DATE: 20160524
DATE AS OF CHANGE: 20160524
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHASERX, INC.
CENTRAL INDEX KEY: 0001429386
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204690620
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 WEST HARRISON STREET
STREET 2: SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98119
BUSINESS PHONE: 206-805-6300
MAIL ADDRESS:
STREET 1: 410 WEST HARRISON STREET
STREET 2: SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98119
FORMER COMPANY:
FORMER CONFORMED NAME: PHASERX INC
DATE OF NAME CHANGE: 20080311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OVERELL ROBERT W
CENTRAL INDEX KEY: 0001185830
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37772
FILM NUMBER: 161671779
MAIL ADDRESS:
STREET 1: 410 WEST HARRISON STREET
STREET 2: SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98119
FORMER NAME:
FORMER CONFORMED NAME: OVERELL ROBERT
DATE OF NAME CHANGE: 20020904
4
1
v440835_4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-05-23
0
0001429386
PHASERX, INC.
PZRX
0001185830
OVERELL ROBERT W
410 WEST HARRISON STREET
SUITE 300
SEATTLE
WA
98119
1
1
0
0
President & CEO
Employee Stock Option (right to buy)
1.81
2016-05-23
4
A
0
85225
0
A
2026-02-08
Common Stock
85225
85225
D
On February 8, 2016 the reporting person was granted an option to purchase shares of common stock. The option vests in 1/48th equal installments on each monthly anniversary of May 23, 2016, the date of the consummation of the Issuer's initial public offering, and subject to the reporting person's continued service to the Issuer.
/s/ Robert W. Overell, Ph.D.
2016-05-24