0001144204-16-104470.txt : 20160524 0001144204-16-104470.hdr.sgml : 20160524 20160524153700 ACCESSION NUMBER: 0001144204-16-104470 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160523 FILED AS OF DATE: 20160524 DATE AS OF CHANGE: 20160524 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PHASERX, INC. CENTRAL INDEX KEY: 0001429386 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204690620 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 BUSINESS PHONE: 206-805-6300 MAIL ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 FORMER COMPANY: FORMER CONFORMED NAME: PHASERX INC DATE OF NAME CHANGE: 20080311 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OVERELL ROBERT W CENTRAL INDEX KEY: 0001185830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37772 FILM NUMBER: 161671779 MAIL ADDRESS: STREET 1: 410 WEST HARRISON STREET STREET 2: SUITE 300 CITY: SEATTLE STATE: WA ZIP: 98119 FORMER NAME: FORMER CONFORMED NAME: OVERELL ROBERT DATE OF NAME CHANGE: 20020904 4 1 v440835_4.xml OWNERSHIP DOCUMENT X0306 4 2016-05-23 0 0001429386 PHASERX, INC. PZRX 0001185830 OVERELL ROBERT W 410 WEST HARRISON STREET SUITE 300 SEATTLE WA 98119 1 1 0 0 President & CEO Employee Stock Option (right to buy) 1.81 2016-05-23 4 A 0 85225 0 A 2026-02-08 Common Stock 85225 85225 D On February 8, 2016 the reporting person was granted an option to purchase shares of common stock. The option vests in 1/48th equal installments on each monthly anniversary of May 23, 2016, the date of the consummation of the Issuer's initial public offering, and subject to the reporting person's continued service to the Issuer. /s/ Robert W. Overell, Ph.D. 2016-05-24