0001144204-16-103220.txt : 20160517
0001144204-16-103220.hdr.sgml : 20160517
20160517212003
ACCESSION NUMBER: 0001144204-16-103220
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160517
FILED AS OF DATE: 20160517
DATE AS OF CHANGE: 20160517
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PHASERX, INC.
CENTRAL INDEX KEY: 0001429386
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204690620
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 410 WEST HARRISON STREET
STREET 2: SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98119
BUSINESS PHONE: 206-805-6300
MAIL ADDRESS:
STREET 1: 410 WEST HARRISON STREET
STREET 2: SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98119
FORMER COMPANY:
FORMER CONFORMED NAME: PHASERX INC
DATE OF NAME CHANGE: 20080311
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OVERELL ROBERT W
CENTRAL INDEX KEY: 0001185830
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37772
FILM NUMBER: 161659291
MAIL ADDRESS:
STREET 1: 410 WEST HARRISON STREET
STREET 2: SUITE 300
CITY: SEATTLE
STATE: WA
ZIP: 98119
FORMER NAME:
FORMER CONFORMED NAME: OVERELL ROBERT
DATE OF NAME CHANGE: 20020904
3
1
v440273_form3.xml
OWNERSHIP DOCUMENT
X0206
3
2016-05-17
0
0001429386
PHASERX, INC.
PZRX
0001185830
OVERELL ROBERT W
410 WEST HARRISON STREET, SUITE 300
SEATTLE
WA
98119
1
1
0
0
President and CEO
Common Stock
99237
I
By Foundation BioVentures LLC
Employee Stock Option (right to buy)
2.34
2019-09-18
Common Stock
64518
D
Employee Stock Option (right to buy)
0.11
2024-06-13
Common Stock
48423
D
Reflects a 1-for-10.656096 reverse stock split effected on May 17, 2016.
Dr. Overell is the sole member of Foundation BioVentures LLC and in such capacity holds voting and dispositive power over the shares and is deemed to beneficially own shares held by Foundation BioVentures LLC.
The option vested and became exercisable in 1/48th equal installments on each monthly anniversary of August 17, 2009. The grant date of the option was September 18, 2009.
The option vests in 1/48th equal installments on each monthly anniversary of the date of grant, subject to continued service to the Issuer. The grant date of the option was June 13, 2014 and the first installment became exercisable on July 13, 2014.
/s/ Robert W. Overell, Ph.D.
2016-05-17