0001430723-24-000001.txt : 20240131 0001430723-24-000001.hdr.sgml : 20240131 20240131171804 ACCESSION NUMBER: 0001430723-24-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240129 FILED AS OF DATE: 20240131 DATE AS OF CHANGE: 20240131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUGHTON THOMAS A CENTRAL INDEX KEY: 0001185581 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36452 FILM NUMBER: 24583957 MAIL ADDRESS: STREET 1: 4229 OLD BROOK TRAIL CITY: BIRMINGHAM STATE: AL ZIP: 35243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc. CENTRAL INDEX KEY: 0001430723 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 260734029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 WOODCREST PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 2059490302 MAIL ADDRESS: STREET 1: 2500 WOODCREST PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35209 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2024-01-29 0 0001430723 ServisFirst Bancshares, Inc. SFBS 0001185581 BROUGHTON THOMAS A 4229 OLD BROOK TRAIL BIRMINGHAM AL 35243 1 1 0 0 Chairman, President, & CEO 0 Common Stock 55138 I By Wife Common Stock 497812 I TAB2, LLC Common stock 2775 I By 401(k) Plan Common Stock 2024-01-29 4 A 0 12399 0 A 272090 D Common Stock 2024-01-29 4 A 0 5744 0 A 277834 D Shares are held by a GRAT for the benefit of Mr. Broughton's children, for which Mr. Broughton Retains the power of substitution. Does not include 190,000 shares held by TAB2, LLC and 300,000 shares held by TAB3, LLC, which are managed by a third party manager. Includes 12,352 shares of restricted stock. Shares of performance stock awards that vested 1/29/2024. The performance award amount was determined based on total shareholder return from 1/1/21 to 12/31/23 relative to total shareholder return of a group of peers. Shares of time based restricted stock awards which vest ratably over 3 years from the date awarded, 1/29/2024. Davis Mange, Attorney-In-Fact 2024-01-31