0001430723-23-000005.txt : 20230316 0001430723-23-000005.hdr.sgml : 20230316 20230316162432 ACCESSION NUMBER: 0001430723-23-000005 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230314 FILED AS OF DATE: 20230316 DATE AS OF CHANGE: 20230316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROUGHTON THOMAS A CENTRAL INDEX KEY: 0001185581 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36452 FILM NUMBER: 23739151 MAIL ADDRESS: STREET 1: 4229 OLD BROOK TRAIL CITY: BIRMINGHAM STATE: AL ZIP: 35243 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ServisFirst Bancshares, Inc. CENTRAL INDEX KEY: 0001430723 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 260734029 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 WOODCREST PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35209 BUSINESS PHONE: 2059490302 MAIL ADDRESS: STREET 1: 2500 WOODCREST PLACE CITY: BIRMINGHAM STATE: AL ZIP: 35209 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2023-03-14 0 0001430723 ServisFirst Bancshares, Inc. SFBS 0001185581 BROUGHTON THOMAS A 4229 OLD BROOK TRAIL BIRMINGHAM AL 35243 1 1 0 0 Chairman, President, & CEO Common Stock 2023-03-14 4 P 0 152 57.73 A 55138 I By wife Common Stock 256691 D Common Stock 497812 I TAB2, LLC The price reported in column 4 is a weighted average price. The shares were bought in multiple transactions ranging in price from $57.68 to $57.76, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each price set forth in this footnote to this Form 4. Includes 10,810 shares of restricted stock. Shares are held by a GRAT for the benefit of Mr. Broughton's children, for which Mr. Broughton retains the power of substitution. Does not include 190,000 shares held by TAB2, LLC and 300,000 shares held by TAB3, LLC, which are managed by a third party manager. Davis Mange, attorney-in-fact 2023-03-16