0001123292-13-001486.txt : 20131017 0001123292-13-001486.hdr.sgml : 20131017 20131017194236 ACCESSION NUMBER: 0001123292-13-001486 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131015 FILED AS OF DATE: 20131017 DATE AS OF CHANGE: 20131017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: QTS Realty Trust, Inc. CENTRAL INDEX KEY: 0001577368 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 462809094 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 BUSINESS PHONE: 913-814-9988 MAIL ADDRESS: STREET 1: 12851 FOSTER STREET, SUITE 205 CITY: OVERLAND PARK STATE: KS ZIP: 66213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GRABE WILLIAM O CENTRAL INDEX KEY: 0001185567 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36109 FILM NUMBER: 131157985 MAIL ADDRESS: STREET 1: 1179 PEQUOT AVENUE CITY: SOUTHPORT STATE: CT ZIP: 06890 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-10-15 0001577368 QTS Realty Trust, Inc. QTS 0001185567 GRABE WILLIAM O C/O QTS REALTY TRUST, INC. 12851 FOSTER STREET, SUITE 205 OVERLAND PARK KS 66213 1 0 0 0 Employee Stock option (right to buy) 21.00 2013-10-15 4 A 0 28985 0 A 2023-10-15 Class A common stock 28985 28985 D Class D units of Operating Partnership 2013-10-15 4 C 0 40000 D Class A units of Operating Partnership 40000 0 I See footnote Class A units of Operating Partnership 2013-10-15 4 C 0 40000 A Class A common stock 40000 40000 I See footnote Concurrently with the closing of the initial public offering of QTS Realty Trust, Inc. (the "Company"), the Company granted options to purchase shares of Class A common stock under the QTS Realty Trust Inc. 2013 Equity Incentive Plan. The options vest one year after the date of grant. In connection with the completion of the initial public offering of the Company, the Class D Units were converted into Class A units on a one-for-one basis, and the Class A units will be redeemable for cash or, at the operating partnership's election, shares of the Company's Class A common stock on a one-for-one basis, beginning one year following the beginning of the first full calendar month following the closing of the initial public offering on October 15, 2013. Securities held by Paradox Partners, LLC, of which Mr. Grabe is the manager. /s/ Shirley E. Goza, attorney-in-fact 2013-10-17