0000807249-19-000099.txt : 20190627
0000807249-19-000099.hdr.sgml : 20190627
20190627161303
ACCESSION NUMBER: 0000807249-19-000099
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190627
FILED AS OF DATE: 20190627
DATE AS OF CHANGE: 20190627
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GABELLI MARIO J
CENTRAL INDEX KEY: 0001185533
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 19925431
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCP, INC.
CENTRAL INDEX KEY: 0001238894
STATE OF INCORPORATION: WY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 19925432
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 9149215100
MAIL ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: GABELLI GROUP CAPITAL PARTNERS INC
DATE OF NAME CHANGE: 20030604
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GGCP Holdings LLC
CENTRAL INDEX KEY: 0001493460
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 19925433
BUSINESS ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-629-9200
MAIL ADDRESS:
STREET 1: 140 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Associated Capital Group, Inc.
CENTRAL INDEX KEY: 0001642122
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5135
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Securities Group, Inc.
DATE OF NAME CHANGE: 20150512
4
1
form4.xml
X0306
4
2019-06-27
0001642122
Associated Capital Group, Inc.
AC
0001185533
GABELLI MARIO J
C/O GAMCO INVESTORS, INC
ONE CORPORATE CENTER
RYE
NY
10580
true
true
true
Executive Chairman
0001238894
GGCP, INC.
140 GREENWICH AVENUE
GREENWICH
CT
06830
true
0001493460
GGCP Holdings LLC
140 GREENWICH AVENUE
GREENWICH
CT
06830
true
Class A Common Stock
2019-06-27
4
P
0
6200
34.912
A
15515
I
By: GGCP, Inc.
Class A Common Stock
0
D
Class B Common Stock
Class A Common Stock
18765673
I
See Footnote
The Class B Common Stock of the Issuer is convertible at the option of the holder on a one-for-one basis into Class A Common Stock of the Issuer and has no expiration date.
Mario J. Gabelli is the Executive Chairman of Associated Capital Group, Inc. ("AC") and controls a majority of AC's voting power through his direct ownership of AC common stock and his position as CEO, a Director and the controlling shareholder GGCP, Inc., which, through its intermediate subsidiary GGCP Holdings, LLC, controls a majority of the AC's voting power. Mario J. Gabelli beneficially owns 18,423,741 shares of the Issuer's Class B Common Stock through GGCP Holdings LLC and 341,932 shares of the Issuer's Class B Common Stock directly.
/s/ Douglas R. Jamieson, Attorney-In-Fact for MARIO J. GABELLI, GGCP, INC. and GGCP HOLDINGS, LLC
2019-06-27