0000807249-17-000094.txt : 20170616
0000807249-17-000094.hdr.sgml : 20170616
20170616165727
ACCESSION NUMBER: 0000807249-17-000094
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170615
FILED AS OF DATE: 20170616
DATE AS OF CHANGE: 20170616
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Associated Capital Group, Inc.
CENTRAL INDEX KEY: 0001642122
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
BUSINESS PHONE: 914-921-5135
MAIL ADDRESS:
STREET 1: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
FORMER COMPANY:
FORMER CONFORMED NAME: Gabelli Securities Group, Inc.
DATE OF NAME CHANGE: 20150512
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAMIESON DOUGLAS R
CENTRAL INDEX KEY: 0001185526
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37387
FILM NUMBER: 17916749
MAIL ADDRESS:
STREET 1: C/O GAMCO INVESTORS, INC.
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 10580
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-06-15
0
0001642122
Associated Capital Group, Inc.
AC
0001185526
JAMIESON DOUGLAS R
C/O GAMCO INVESTORS, INC.
ONE CORPORATE CENTER
RYE
NY
10580
0
1
0
0
President & CEO
Class A Common Stock
2017-06-15
4
F
0
3198
34.35
D
14948
D
Class A Common Stock
2017-06-16
4
J
0
1620
0
D
1620
I
Custodian of UGMA account
Class B Common Stock
29471
D
Shares transferred from an Uniform Gifts to Minors Act ("UGMA") account over which Mr. Jamieson had voting and dispositive control to an Individual account which Mr. Jamieson does not have voting or dispositive control.
Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares.
/s/ Douglas R. Jamieson
2017-06-16