0000807249-17-000094.txt : 20170616 0000807249-17-000094.hdr.sgml : 20170616 20170616165727 ACCESSION NUMBER: 0000807249-17-000094 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170615 FILED AS OF DATE: 20170616 DATE AS OF CHANGE: 20170616 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Associated Capital Group, Inc. CENTRAL INDEX KEY: 0001642122 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 BUSINESS PHONE: 914-921-5135 MAIL ADDRESS: STREET 1: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 FORMER COMPANY: FORMER CONFORMED NAME: Gabelli Securities Group, Inc. DATE OF NAME CHANGE: 20150512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMIESON DOUGLAS R CENTRAL INDEX KEY: 0001185526 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37387 FILM NUMBER: 17916749 MAIL ADDRESS: STREET 1: C/O GAMCO INVESTORS, INC. STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 10580 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2017-06-15 0 0001642122 Associated Capital Group, Inc. AC 0001185526 JAMIESON DOUGLAS R C/O GAMCO INVESTORS, INC. ONE CORPORATE CENTER RYE NY 10580 0 1 0 0 President & CEO Class A Common Stock 2017-06-15 4 F 0 3198 34.35 D 14948 D Class A Common Stock 2017-06-16 4 J 0 1620 0 D 1620 I Custodian of UGMA account Class B Common Stock 29471 D Shares transferred from an Uniform Gifts to Minors Act ("UGMA") account over which Mr. Jamieson had voting and dispositive control to an Individual account which Mr. Jamieson does not have voting or dispositive control. Mr. Jamieson is the Uniform Gifts to Minors Act ("UGMA") custodian for his minor childrens' UGMA accounts. Mr. Jamieson has voting and dispositive control of these shares. /s/ Douglas R. Jamieson 2017-06-16