0001144204-18-029846.txt : 20180518
0001144204-18-029846.hdr.sgml : 20180518
20180518163535
ACCESSION NUMBER: 0001144204-18-029846
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180518
FILED AS OF DATE: 20180518
DATE AS OF CHANGE: 20180518
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUENTHER PAUL B
CENTRAL INDEX KEY: 0001185524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35848
FILM NUMBER: 18847128
MAIL ADDRESS:
STREET 1: C/O GABELLI ASSET MANAGEMENT INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 16580
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701-1106
BUSINESS PHONE: (732) 978-7518
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701-1106
FORMER COMPANY:
FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20130214
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
4
1
tv494093_4.xml
OWNERSHIP DOCUMENT
X0306
4
2018-05-18
0
0001562214
ZAIS Group Holdings, Inc.
ZAIS
0001185524
GUENTHER PAUL B
TWO BRIDGE AVENUE
SUITE 322
RED BANK
NJ
07701
1
0
0
0
Class A Common Stock, par value $.0001
2018-05-18
4
D
0
79652
4.1
D
0
D
Disposed of pursuant to the closing of the merger (the "Merger") and other transactions contemplated by that certain Agreement and Plan of Merger, dated as of January 11, 2018 by and among the ZAIS Group Holdings, Inc., ZGH Merger Sub, Inc. and Z Acquisition LLC. Each share of Class A Common Stock held by the reporting person was cancelled in the Merger and converted into the right to receive $4.10 in cash per share, without interest and less any applicable withholding taxes (the "Merger Consideration").
Includes 13,488 Restricted Stock Units ("RSUs") that were cancelled in the Merger and converted into the right to receive an amount in cash equal to the Merger Consideration multiplied by the number of shares of Class A Common Stock underlying the RSUs.
/s/ Thomas P. Conaghan, as Attorney-in-Fact
2018-05-18