0001144204-17-057070.txt : 20171108 0001144204-17-057070.hdr.sgml : 20171108 20171108102630 ACCESSION NUMBER: 0001144204-17-057070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171107 FILED AS OF DATE: 20171108 DATE AS OF CHANGE: 20171108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUENTHER PAUL B CENTRAL INDEX KEY: 0001185524 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35848 FILM NUMBER: 171185443 MAIL ADDRESS: STREET 1: C/O GABELLI ASSET MANAGEMENT INC STREET 2: ONE CORPORATE CENTER CITY: RYE STATE: NY ZIP: 16580 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc. CENTRAL INDEX KEY: 0001562214 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 461314400 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 BUSINESS PHONE: (732) 978-7518 MAIL ADDRESS: STREET 1: TWO BRIDGE AVENUE STREET 2: SUITE 322 CITY: RED BANK STATE: NJ ZIP: 07701-1106 FORMER COMPANY: FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20130214 FORMER COMPANY: FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC. DATE OF NAME CHANGE: 20121114 4 1 tv478911_4.xml OWNERSHIP DOCUMENT X0306 4 2017-11-07 0 0001562214 ZAIS Group Holdings, Inc. ZAIS 0001185524 GUENTHER PAUL B TWO BRIDGE AVENUE SUITE 322 RED BANK NJ 07701 1 0 0 0 Class A Common Stock, par value $.0001 2017-11-07 4 A 0 13488 0 A 79652 D Includes 21,073 Restricted Stock Units ("RSUs") that are expected to vest on May 9, 2018 and 13,488 RSUs that are expected to vest on November 7, 2018. /s/ Thomas P. Conaghan, as Attorney-in-Fact 2017-11-08