0000914760-16-000478.txt : 20161102
0000914760-16-000478.hdr.sgml : 20161102
20161102203757
ACCESSION NUMBER: 0000914760-16-000478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161101
FILED AS OF DATE: 20161102
DATE AS OF CHANGE: 20161102
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ZAIS Group Holdings, Inc.
CENTRAL INDEX KEY: 0001562214
STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282]
IRS NUMBER: 461314400
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701-1106
BUSINESS PHONE: (732) 978-7518
MAIL ADDRESS:
STREET 1: TWO BRIDGE AVENUE
STREET 2: SUITE 322
CITY: RED BANK
STATE: NJ
ZIP: 07701-1106
FORMER COMPANY:
FORMER CONFORMED NAME: HF2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20130214
FORMER COMPANY:
FORMER CONFORMED NAME: H2 FINANCIAL MANAGEMENT INC.
DATE OF NAME CHANGE: 20121114
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: GUENTHER PAUL B
CENTRAL INDEX KEY: 0001185524
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35848
FILM NUMBER: 161969643
MAIL ADDRESS:
STREET 1: C/O GABELLI ASSET MANAGEMENT INC
STREET 2: ONE CORPORATE CENTER
CITY: RYE
STATE: NY
ZIP: 16580
4
1
guenther_form4.xml
OWNERSHIP DOCUMENT
X0306
4
2016-11-01
0
0001562214
ZAIS Group Holdings, Inc.
ZAIS
0001185524
GUENTHER PAUL B
TWO BRIDGE AVENUE
SUITE 322
RED BANK
NJ
07701
1
0
0
0
Class A Common Stock, par value $.0001
2016-11-01
4
A
0
24777
0
A
45091
D
Includes 10,314 Restricted Stock Units ("RSUs") that are expected to vest on April 21, 2017 and 24,777 RSUs that are expected to vest on November 1, 2017.
/s/ Thomas P. Conaghan, as Attorney-in-Fact
2016-11-02