0001230245-16-000309.txt : 20161101
0001230245-16-000309.hdr.sgml : 20161101
20161101164809
ACCESSION NUMBER: 0001230245-16-000309
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161031
FILED AS OF DATE: 20161101
DATE AS OF CHANGE: 20161101
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES
CENTRAL INDEX KEY: 0001230245
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211]
IRS NUMBER: 300168701
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 303-6000
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL, SUITE 1000
STREET 2: MAIL STOP J09S02
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DUFF ANDREW S
CENTRAL INDEX KEY: 0001185482
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-31720
FILM NUMBER: 161965314
MAIL ADDRESS:
STREET 1: 800 NICOLLET MALL
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2016-10-31
0001230245
PIPER JAFFRAY COMPANIES
PJC
0001185482
DUFF ANDREW S
800 NICOLLET MALL
MINNEAPOLIS
MN
55402
1
1
0
0
Chairman and CEO
Common Stock
2016-10-31
4
G
0
4558
0
D
244237
D
Common Stock
10
I
By minor children
The reported transaction was a gift by the reporting person to a non-profit organization.
/s/ John W. Geelan for Andrew S. Duff
2016-11-01