0001230245-16-000196.txt : 20160218 0001230245-16-000196.hdr.sgml : 20160218 20160218184949 ACCESSION NUMBER: 0001230245-16-000196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160215 FILED AS OF DATE: 20160218 DATE AS OF CHANGE: 20160218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PIPER JAFFRAY COMPANIES CENTRAL INDEX KEY: 0001230245 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 300168701 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: (612) 303-6000 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL, SUITE 1000 STREET 2: MAIL STOP J09S02 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DUFF ANDREW S CENTRAL INDEX KEY: 0001185482 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-31720 FILM NUMBER: 161439475 MAIL ADDRESS: STREET 1: 800 NICOLLET MALL CITY: MINNEAPOLIS STATE: MN ZIP: 55402 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-02-15 0001230245 PIPER JAFFRAY COMPANIES PJC 0001185482 DUFF ANDREW S 800 NICOLLET MALL MINNEAPOLIS MN 55402 1 1 0 0 Chairman and CEO Common Stock 2016-02-15 4 F 0 2345 41.58 D 193803 D Common Stock 2015-02-17 4 F 0 2957 41.95 D 190846 D Common Stock 2016-02-16 4 A 0 46581 0 A 237427 D Common Stock 10 I By minor children /s/ John W. Geelan for Andrew S. Duff 2016-02-18