0001209191-17-042379.txt : 20170629
0001209191-17-042379.hdr.sgml : 20170629
20170629183140
ACCESSION NUMBER: 0001209191-17-042379
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170629
FILED AS OF DATE: 20170629
DATE AS OF CHANGE: 20170629
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tintri, Inc.
CENTRAL INDEX KEY: 0001554875
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 262906978
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 303 RAVENDALE DR
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
BUSINESS PHONE: 650-810-8200
MAIL ADDRESS:
STREET 1: 303 RAVENDALE DR
CITY: MOUNTAIN VIEW
STATE: CA
ZIP: 94043
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAEPE CHRISTOPHER J
CENTRAL INDEX KEY: 0001185068
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38117
FILM NUMBER: 17939830
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-06-29
0
0001554875
Tintri, Inc.
TNTR
0001185068
SCHAEPE CHRISTOPHER J
2200 SAND HILL ROAD
MENLO PARK
CA
94025
1
0
1
0
Series B Preferred Stock
0.00
Common Stock
1306484
I
See footnote
Series C Preferred Stock
0.00
Common Stock
580800
I
See footnote
Series D Preferred Stock
0.00
Common Stock
217477
I
See footnote
Series E-2 Preferred Stock
0.00
Common Stock
208331
I
See footnote
Series E-1 Preferred Stock
0.00
Common Stock
83333
I
See footnote
Series F-2 Preferred Stock
0.00
Common Stock
113533
I
See footnote
Stock Purchase Warrant (right to buy)
16.44
2027-06-01
Common Stock
516137
I
See footnote
The Series B Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock does not have an expiration date.
Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII")
Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
The Series C Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock does not have an expiration date.
The Series D Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock does not have an expiration date.
The Series E-2 Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock does not have an expiration date.
The number of shares of Common Stock reported in the table reflect a conversion on a 1-for-1 basis. The Series E-2 Preferred Stock held by LVP VIII will convert into a total of 350,441 shares of Common Stock in connection with the Issuer's initial public offering.
The Series E-1 Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock does not have an expiration date.
The number of shares of Common Stock reported in the table reflect a conversion on a 1-for-1 basis. The Series E-1 Preferred Stock held by LVP VIII will convert into a total of 140,177 shares of Common Stock in connection with the Issuer's initial public offering.
The Series F-2 Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock does not have an expiration date.
The number of shares of Common Stock reported in the table reflect a conversion on a 1-for-1 basis. The Series F-2 Preferred Stock held by LVP VIII will convert into a total of 190,978 shares of Common Stock in connection with the Issuer's initial public offering.
The warrant to purchase Common Stock will become exercisable upon closing of the Issuer's initial public offering.
/s/ Christopher Schaepe
2017-06-29