0001209191-17-042379.txt : 20170629 0001209191-17-042379.hdr.sgml : 20170629 20170629183140 ACCESSION NUMBER: 0001209191-17-042379 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170629 FILED AS OF DATE: 20170629 DATE AS OF CHANGE: 20170629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tintri, Inc. CENTRAL INDEX KEY: 0001554875 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 262906978 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 303 RAVENDALE DR CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 650-810-8200 MAIL ADDRESS: STREET 1: 303 RAVENDALE DR CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAEPE CHRISTOPHER J CENTRAL INDEX KEY: 0001185068 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38117 FILM NUMBER: 17939830 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2017-06-29 0 0001554875 Tintri, Inc. TNTR 0001185068 SCHAEPE CHRISTOPHER J 2200 SAND HILL ROAD MENLO PARK CA 94025 1 0 1 0 Series B Preferred Stock 0.00 Common Stock 1306484 I See footnote Series C Preferred Stock 0.00 Common Stock 580800 I See footnote Series D Preferred Stock 0.00 Common Stock 217477 I See footnote Series E-2 Preferred Stock 0.00 Common Stock 208331 I See footnote Series E-1 Preferred Stock 0.00 Common Stock 83333 I See footnote Series F-2 Preferred Stock 0.00 Common Stock 113533 I See footnote Stock Purchase Warrant (right to buy) 16.44 2027-06-01 Common Stock 516137 I See footnote The Series B Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series B Preferred Stock does not have an expiration date. Shares held by Lightspeed Venture Partners VIII, L.P. ("LVP VIII") Lightspeed Ultimate General Partner VIII, Ltd. ("LUGP VIII") is the sole general partner of Lightspeed General Partner VIII, L.P., which serves as the sole general partner of LVP VIII. Barry Eggers, Ravi Mhatre, Peter Y. Nieh and Christopher J. Schaepe, the directors of LUGP VIII, share voting and dispositive power with respect to the shares held of record by LVP VIII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein. The Series C Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series C Preferred Stock does not have an expiration date. The Series D Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series D Preferred Stock does not have an expiration date. The Series E-2 Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-2 Preferred Stock does not have an expiration date. The number of shares of Common Stock reported in the table reflect a conversion on a 1-for-1 basis. The Series E-2 Preferred Stock held by LVP VIII will convert into a total of 350,441 shares of Common Stock in connection with the Issuer's initial public offering. The Series E-1 Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series E-1 Preferred Stock does not have an expiration date. The number of shares of Common Stock reported in the table reflect a conversion on a 1-for-1 basis. The Series E-1 Preferred Stock held by LVP VIII will convert into a total of 140,177 shares of Common Stock in connection with the Issuer's initial public offering. The Series F-2 Preferred Stock is, at the option of the holder, convertible into shares of Common Stock on a 1-for-1 basis and will automatically convert into shares of Common Stock on a 1.68214-for-1 basis immediately prior to the closing of the Issuer's initial public offering. The Series F-2 Preferred Stock does not have an expiration date. The number of shares of Common Stock reported in the table reflect a conversion on a 1-for-1 basis. The Series F-2 Preferred Stock held by LVP VIII will convert into a total of 190,978 shares of Common Stock in connection with the Issuer's initial public offering. The warrant to purchase Common Stock will become exercisable upon closing of the Issuer's initial public offering. /s/ Christopher Schaepe 2017-06-29