0001209191-17-021187.txt : 20170316
0001209191-17-021187.hdr.sgml : 20170316
20170316182106
ACCESSION NUMBER: 0001209191-17-021187
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170316
FILED AS OF DATE: 20170316
DATE AS OF CHANGE: 20170316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MULESOFT, INC
CENTRAL INDEX KEY: 0001374684
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 205158650
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
BUSINESS PHONE: 415-229-2009
MAIL ADDRESS:
STREET 1: 77 GEARY ST.
STREET 2: SUITE 400
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94108
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOFT INC
DATE OF NAME CHANGE: 20100401
FORMER COMPANY:
FORMER CONFORMED NAME: MULESOURCE INC
DATE OF NAME CHANGE: 20060906
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAEPE CHRISTOPHER J
CENTRAL INDEX KEY: 0001185068
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17695907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nieh Peter
CENTRAL INDEX KEY: 0001366051
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17695908
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eggers Barry
CENTRAL INDEX KEY: 0001366048
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17695909
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed Ultimate General Partner VII, Ltd.
CENTRAL INDEX KEY: 0001602662
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17695910
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-8300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed General Partner VII, L.P.
CENTRAL INDEX KEY: 0001602663
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17695911
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-8300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed Venture Partners VII, L.P.
CENTRAL INDEX KEY: 0001347126
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38031
FILM NUMBER: 17695912
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-8300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: Lightspeed Venture Partners VII L.P.
DATE OF NAME CHANGE: 20140325
FORMER NAME:
FORMER CONFORMED NAME: Lightspeed Venture Partners VII LP
DATE OF NAME CHANGE: 20051216
3
1
doc3.xml
FORM 3 SUBMISSION
X0206
3
2017-03-16
0
0001374684
MULESOFT, INC
MULE
0001347126
Lightspeed Venture Partners VII, L.P.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001602663
Lightspeed General Partner VII, L.P.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001602662
Lightspeed Ultimate General Partner VII, Ltd.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001366048
Eggers Barry
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001366051
Nieh Peter
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001185068
SCHAEPE CHRISTOPHER J
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
Common Stock
615004
I
See footnote
Series B Preferred Stock
Common Stock
9950576
D
Series C Preferred Stock
Common Stock
2742060
D
Series D Preferred Stock
Common Stock
1580300
D
Series E Preferred Stock
Common Stock
1474779
D
Series F Preferred Stock
Common Stock
2066115
I
See footnote
Series G Preferred Stock
Common Stock
890689
I
See footnote
Each share of Common Stock shall be reclassified into one share of Class B Common Stock immediately prior to the completion of the Issuer's initial public offering of Class A Common Stock.
The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed General Partner Select, L.P. ("Select GP") is the general partner of Lightspeed Select. Lightspeed Ultimate General Partner Select, Ltd. ("Select UGP") is the general partner of Select GP. Barry Eggers, Christopher Schaepe, Jeremy Liew, John Vrionis, Peter Nieh and Ravi Mhatre are the managing directors of Select UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed Select. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
The Series B Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series B Preferred Stock will be converted into shares of Common Stock.
The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed General Partner VII, L.P. ("Lightspeed GP") is the general partner of Lightspeed VII. Lightspeed Ultimate General Partner VII, Ltd. ("Lightspeed UGP") is the general partner of Lightspeed GP. Barry Eggers, Ravi Mhatre, Peter Nieh and Christopher Schaepe are the
managing directors of Lightspeed UGP and share voting and dispositive power with respect to the shares held of record by Lightspeed VII. Each reporting person disclaims beneficial ownership of such shares except to the extent of his or its pecuniary interest therein.
The Series C Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series C Preferred Stock will be converted into shares of Common Stock.
The Series D Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series D Preferred Stock will be converted into shares of Common Stock.
The Series E Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series E Preferred Stock will be converted into shares of Common Stock.
The Series F Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series F Preferred Stock will be converted into shares of Common Stock.
The Series G Preferred Stock is convertible into Common Stock on a 1:1 basis and has no expiration date. Immediately prior to the completion of the Issuer's initial public offering, all shares of Series G Preferred Stock will be converted into shares of Common Stock.
This filing is Part 1 of 2.
/s/ Ravi Mhatre, director of Lightspeed Ultimate General Partner VII, Ltd., the sole general partner of Lightspeed General Partner VII, L.P., the sole general partner of Lightspeed Venture Partners VII, L.P.
2017-03-16
/s/ Ravi Mhatre, director of Lightspeed Ultimate General Partner VII, Ltd., the sole general partner of Lightspeed General Partner VII, L.P.
2017-03-16
/s/ Ravi Mhatre, director of Lightspeed Ultimate General Partner VII, Ltd.
2017-03-16
/s/ Barry Eggers
2017-03-16
/s/ Peter Y. Nieh
2017-03-16
/s/ Christopher J. Schaepe
2017-03-16