0001104659-17-020512.txt : 20170331 0001104659-17-020512.hdr.sgml : 20170331 20170331061000 ACCESSION NUMBER: 0001104659-17-020512 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170328 FILED AS OF DATE: 20170331 DATE AS OF CHANGE: 20170331 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nieh Peter CENTRAL INDEX KEY: 0001366051 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727881 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eggers Barry CENTRAL INDEX KEY: 0001366048 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727882 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed General Partner VIII, L.P. CENTRAL INDEX KEY: 0001522569 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727884 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6502348300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed Ultimate General Partner VII, Ltd. CENTRAL INDEX KEY: 0001602662 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727885 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed General Partner VII, L.P. CENTRAL INDEX KEY: 0001602663 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727886 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed Venture Partners VII, L.P. CENTRAL INDEX KEY: 0001347126 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727887 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL RD CITY: MENLO PARK STATE: CA ZIP: 94025 FORMER NAME: FORMER CONFORMED NAME: Lightspeed Venture Partners VII L.P. DATE OF NAME CHANGE: 20140325 FORMER NAME: FORMER CONFORMED NAME: Lightspeed Venture Partners VII LP DATE OF NAME CHANGE: 20051216 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIGHTSPEED VENTURE PARTNERS VIII LP CENTRAL INDEX KEY: 0001435573 STATE OF INCORPORATION: XX FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727888 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 650-234-8300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Lightspeed Ultimate General Partner VIII, Ltd. CENTRAL INDEX KEY: 0001522568 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727883 BUSINESS ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 6502348300 MAIL ADDRESS: STREET 1: 2200 SAND HILL ROAD CITY: MENLO PARK STATE: CA ZIP: 94025 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Nutanix, Inc. CENTRAL INDEX KEY: 0001618732 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 270989767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0731 BUSINESS ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 BUSINESS PHONE: 408-216-8360 MAIL ADDRESS: STREET 1: 1740 TECHNOLOGY DRIVE STREET 2: SUITE 150 CITY: SAN JOSE STATE: CA ZIP: 95110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHAEPE CHRISTOPHER J CENTRAL INDEX KEY: 0001185068 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37883 FILM NUMBER: 17727880 4 1 a4.xml 4 X0306 4 2017-03-28 0 0001618732 Nutanix, Inc. NTNX 0001435573 LIGHTSPEED VENTURE PARTNERS VIII LP 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001347126 Lightspeed Venture Partners VII, L.P. 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001602663 Lightspeed General Partner VII, L.P. 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001602662 Lightspeed Ultimate General Partner VII, Ltd. 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001522569 Lightspeed General Partner VIII, L.P. 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001522568 Lightspeed Ultimate General Partner VIII, Ltd. 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001366048 Eggers Barry 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001366051 Nieh Peter 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 0001185068 SCHAEPE CHRISTOPHER J 2200 SAND HILL ROAD MENLO PARK CA 94025 0 0 1 0 Class A Common Stock 2017-02-27 4 C 0 10352222 A 10352222 I By Lightspeed Venture Partners VII, L.P. Class A Common Stock 2017-03-15 4 C 0 3612374 A 3612374 I By Lightspeed Venture Partners VIII, L.P. Class A Common Stock 2017-03-28 4 J 0 2860446 D 7491776 I By Lightspeed Venture Partners VII, L.P. Class A Common Stock 2017-03-28 4 J 0 736566 A 736566 I By Lightspeed General Partner VII, L.P. Class A Common Stock 2017-03-28 4 J 0 736566 D 0 I By Lightspeed General Partner VII, L.P. Class A Common Stock 2017-03-28 4 J 0 107474 A 107474 I By Barry Eggers Revocable Trust dtd 6/4/2008 Class A Common Stock 2017-03-28 4 J 0 107474 A 107474 D Class A Common Stock 2017-03-28 4 J 0 107474 A 107474 I By The Schaepe-Chiu Living Trust Dated 11/5/1997 Class A Common Stock 2017-03-28 4 J 0 1430223 D 2182151 I By Lightspeed Venture Partners VIII, L.P. Class A Common Stock 2017-03-28 4 J 0 332886 A 332886 I By Lightspeed General Partner VIII, L.P. Class A Common Stock 2017-03-28 4 J 0 332886 D 0 I By Lightspeed General Partner VIII, L.P. Class A Common Stock 2017-03-28 4 J 0 43074 A 43074 I By Eggers Investments, L.P. Class A Common Stock 2017-03-28 4 J 0 43074 A 43074 I By Nieh Family Investments LP - Fund 1 Class A Common Stock 2017-03-28 4 J 0 43074 A 43074 I By Schaepe-Chiu Investments I LP - Fund 1 Class A Common Stock 2017-03-29 4 S 0 90000 18.6186 D 17474 I By Barry Eggers Revocable Trust dtd 6/4/2008 Class A Common Stock 2017-03-29 4 S 0 43074 18.6186 D 0 I By Eggers Investments, L.P. Class A Common Stock 2017-03-30 4 S 0 25000 19.0912 D 82474 I By The Schaepe-Chiu Living Trust Dated 11/5/1997 Class B Common Stock 2017-02-27 4 C 0 10352222 D Class A Common Stock 10352222 0 I See Footnotes Class B Common Stock 2017-03-15 4 C 0 3612374 D Class A Common Stock 3612374 14449498 I See Footnotes Class B Common Stock Class A Common Stock 190363 190363 I See Footnote Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII"). Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII). The shares are held of record by LGP VII. Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee. The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity. The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee. Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII). The shares are held of record by LGP VIII. Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh). The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity. The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity. These sales were executed in multiple trades at prices ranging from $18.23 to $18.94. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. These sales were executed in multiple trades at prices ranging from $19.06 to $19.135. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer. The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein. Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date. Mr. Mhatre is a director of the Issuer and files a separate report on Form 4 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities. LIGHTSPEED VENTURE PARTNERS VIII, L.P. By: Lightspeed General Partner VIII, L.P., its general partner By: Lightspeed Ultimate General Partner VIII, Ltd., its general partner By: /s/ Ravi Mhatre Duly Authorized Signatory 2017-03-30 LIGHTSPEED VENTURE PARTNERS VII, L.P. By: Lightspeed General Partner VII, L.P., its general partner By: Lightspeed Ultimate General Partner VII, Ltd., its general partner By: /s/ Ravi Mhatre Duly Authorized Signatory 2017-03-30 LIGHTSPEED GENERAL PARTNER VII, L.P. By: /s/ Ravi Mhatre 2017-03-30 LIGHTSPEED ULTIMATE GENERAL PARTNER VII, LTD. By: /s/ Ravi Mhatre 2017-03-30 LIGHTSPEED GENERAL PARTNER VIII, L.P. By: /s/ Ravi Mhatre 2017-03-30 LIGHTSPEED ULTIMATE GENERAL PARTNER VIII, LTD. By: /s/ Ravi Mhatre 2017-03-30 BARRY EGGERS By: /s/ Barry Eggers 2017-03-30 PETER NIEH By: /s/ Peter Nieh 2017-03-30 Christopher J. Schaepe By: /s/ Christopher J. Schaepe 2017-03-30