0001104659-17-020512.txt : 20170331
0001104659-17-020512.hdr.sgml : 20170331
20170331061000
ACCESSION NUMBER: 0001104659-17-020512
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170328
FILED AS OF DATE: 20170331
DATE AS OF CHANGE: 20170331
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nieh Peter
CENTRAL INDEX KEY: 0001366051
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727881
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eggers Barry
CENTRAL INDEX KEY: 0001366048
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727882
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed General Partner VIII, L.P.
CENTRAL INDEX KEY: 0001522569
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727884
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502348300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed Ultimate General Partner VII, Ltd.
CENTRAL INDEX KEY: 0001602662
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727885
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-8300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed General Partner VII, L.P.
CENTRAL INDEX KEY: 0001602663
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727886
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-8300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed Venture Partners VII, L.P.
CENTRAL INDEX KEY: 0001347126
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727887
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-8300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL RD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
FORMER NAME:
FORMER CONFORMED NAME: Lightspeed Venture Partners VII L.P.
DATE OF NAME CHANGE: 20140325
FORMER NAME:
FORMER CONFORMED NAME: Lightspeed Venture Partners VII LP
DATE OF NAME CHANGE: 20051216
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LIGHTSPEED VENTURE PARTNERS VIII LP
CENTRAL INDEX KEY: 0001435573
STATE OF INCORPORATION: XX
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727888
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 650-234-8300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lightspeed Ultimate General Partner VIII, Ltd.
CENTRAL INDEX KEY: 0001522568
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727883
BUSINESS ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
BUSINESS PHONE: 6502348300
MAIL ADDRESS:
STREET 1: 2200 SAND HILL ROAD
CITY: MENLO PARK
STATE: CA
ZIP: 94025
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nutanix, Inc.
CENTRAL INDEX KEY: 0001618732
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 270989767
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
BUSINESS ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
BUSINESS PHONE: 408-216-8360
MAIL ADDRESS:
STREET 1: 1740 TECHNOLOGY DRIVE
STREET 2: SUITE 150
CITY: SAN JOSE
STATE: CA
ZIP: 95110
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHAEPE CHRISTOPHER J
CENTRAL INDEX KEY: 0001185068
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37883
FILM NUMBER: 17727880
4
1
a4.xml
4
X0306
4
2017-03-28
0
0001618732
Nutanix, Inc.
NTNX
0001435573
LIGHTSPEED VENTURE PARTNERS VIII LP
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001347126
Lightspeed Venture Partners VII, L.P.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001602663
Lightspeed General Partner VII, L.P.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001602662
Lightspeed Ultimate General Partner VII, Ltd.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001522569
Lightspeed General Partner VIII, L.P.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001522568
Lightspeed Ultimate General Partner VIII, Ltd.
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001366048
Eggers Barry
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001366051
Nieh Peter
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
0001185068
SCHAEPE CHRISTOPHER J
2200 SAND HILL ROAD
MENLO PARK
CA
94025
0
0
1
0
Class A Common Stock
2017-02-27
4
C
0
10352222
A
10352222
I
By Lightspeed Venture Partners VII, L.P.
Class A Common Stock
2017-03-15
4
C
0
3612374
A
3612374
I
By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock
2017-03-28
4
J
0
2860446
D
7491776
I
By Lightspeed Venture Partners VII, L.P.
Class A Common Stock
2017-03-28
4
J
0
736566
A
736566
I
By Lightspeed General Partner VII, L.P.
Class A Common Stock
2017-03-28
4
J
0
736566
D
0
I
By Lightspeed General Partner VII, L.P.
Class A Common Stock
2017-03-28
4
J
0
107474
A
107474
I
By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock
2017-03-28
4
J
0
107474
A
107474
D
Class A Common Stock
2017-03-28
4
J
0
107474
A
107474
I
By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock
2017-03-28
4
J
0
1430223
D
2182151
I
By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock
2017-03-28
4
J
0
332886
A
332886
I
By Lightspeed General Partner VIII, L.P.
Class A Common Stock
2017-03-28
4
J
0
332886
D
0
I
By Lightspeed General Partner VIII, L.P.
Class A Common Stock
2017-03-28
4
J
0
43074
A
43074
I
By Eggers Investments, L.P.
Class A Common Stock
2017-03-28
4
J
0
43074
A
43074
I
By Nieh Family Investments LP - Fund 1
Class A Common Stock
2017-03-28
4
J
0
43074
A
43074
I
By Schaepe-Chiu Investments I LP - Fund 1
Class A Common Stock
2017-03-29
4
S
0
90000
18.6186
D
17474
I
By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock
2017-03-29
4
S
0
43074
18.6186
D
0
I
By Eggers Investments, L.P.
Class A Common Stock
2017-03-30
4
S
0
25000
19.0912
D
82474
I
By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class B Common Stock
2017-02-27
4
C
0
10352222
D
Class A Common Stock
10352222
0
I
See Footnotes
Class B Common Stock
2017-03-15
4
C
0
3612374
D
Class A Common Stock
3612374
14449498
I
See Footnotes
Class B Common Stock
Class A Common Stock
190363
190363
I
See Footnote
Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
The shares are held of record by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII").
Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
The shares are held of record by Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII").
Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed VIII. The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Represents in-kind distribution by Lightspeed VII without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
The shares are held of record by LGP VII.
Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
The shares are held of record by Nieh Family Investments LP - Fund 1. Peter Nieh serves as co-trustee of the general partner of such entity.
The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
Represents in-kind distribution by Lightspeed VIII without consideration to its partners (including LGP VIII, the general partner of Lightspeed VIII).
The shares are held of record by LGP VIII.
Represents in-kind distribution by LGP VIII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
The shares are held of record by Eggers Investments, L.P. Barry Eggers serves as trustee of the general partner of such entity.
The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
These sales were executed in multiple trades at prices ranging from $18.23 to $18.94. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
These sales were executed in multiple trades at prices ranging from $19.06 to $19.135. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
The shares are held of record by Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P., which is the sole general partner of Lightspeed Select. The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
Shares of the Issuer's Class B Common Stock are convertible into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
Mr. Mhatre is a director of the Issuer and files a separate report on Form 4 with respect to his beneficial ownership of Issuer securities held by the Lightspeed entities.
LIGHTSPEED VENTURE PARTNERS VIII, L.P. By: Lightspeed General Partner VIII, L.P., its general partner By: Lightspeed Ultimate General Partner VIII, Ltd., its general partner By: /s/ Ravi Mhatre Duly Authorized Signatory
2017-03-30
LIGHTSPEED VENTURE PARTNERS VII, L.P. By: Lightspeed General Partner VII, L.P., its general partner By: Lightspeed Ultimate General Partner VII, Ltd., its general partner By: /s/ Ravi Mhatre Duly Authorized Signatory
2017-03-30
LIGHTSPEED GENERAL PARTNER VII, L.P. By: /s/ Ravi Mhatre
2017-03-30
LIGHTSPEED ULTIMATE GENERAL PARTNER VII, LTD. By: /s/ Ravi Mhatre
2017-03-30
LIGHTSPEED GENERAL PARTNER VIII, L.P. By: /s/ Ravi Mhatre
2017-03-30
LIGHTSPEED ULTIMATE GENERAL PARTNER VIII, LTD. By: /s/ Ravi Mhatre
2017-03-30
BARRY EGGERS By: /s/ Barry Eggers
2017-03-30
PETER NIEH By: /s/ Peter Nieh
2017-03-30
Christopher J. Schaepe By: /s/ Christopher J. Schaepe
2017-03-30