0001179110-17-000417.txt : 20170104
0001179110-17-000417.hdr.sgml : 20170104
20170104202903
ACCESSION NUMBER: 0001179110-17-000417
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150630
FILED AS OF DATE: 20170104
DATE AS OF CHANGE: 20170104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OvaScience, Inc.
CENTRAL INDEX KEY: 0001544227
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 451472564
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 9 FOURTH AVE
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-500-2802
MAIL ADDRESS:
STREET 1: 9 FOURTH AVE
CITY: WALTHAM
STATE: MA
ZIP: 02451
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ALDRICH RICHARD
CENTRAL INDEX KEY: 0001185039
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35890
FILM NUMBER: 17508364
MAIL ADDRESS:
STREET 1: 1365 MAIN STREET
CITY: WALTHAM
STATE: MA
ZIP: 02451
4
1
edgar.xml
FORM 4 -
X0306
4
2015-06-30
0
0001544227
OvaScience, Inc.
OVAS
0001185039
ALDRICH RICHARD
C/O OVASCIENCE, INC.
9 FOURTH AVE.
WALTHAM
MA
02451
1
0
0
0
Common Stock
2016-12-30
4
A
0
6944
1.53
A
14290
D
Common Stock
2016-12-22
4
G
0
154519
0
A
330000
I
By Little Eagles, LLC
Common Stock
2016-12-22
4
G
0
154519
0
D
7346
D
Common Stock
2016-12-13
4
G
0
645842
0
A
668192
I
By Richard H. Aldrich 2005 Revocable Trust
Common Stock
2016-12-13
4
G
0
645842
0
D
161865
D
Common Stock
2016-12-07
4
G
0
200000
0
A
807707
D
Common Stock
2016-12-07
4
G
0
200000
0
D
0
I
By Richard H. Aldrich 2015 GRAT
Common Stock
2015-06-30
4
G
0
175481
0
A
175481
I
By Little Eagles, LLC
Common Stock
2015-06-30
4
G
0
175481
0
D
0
I
By Richard H. Aldrich Irrevocable Trust of 2011
Common Stock
962056
I
By Longwood Fund III LP
None of the transfers reported on this Form 4 constitutes a sale of the reported securities.
The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan.
Shares held by Little Eagles, LLC. The owners of Little Eagles, LLC are Richard H. Aldrich Irrevocable Trust of 2011 and trusts established for the benefit of the Mr. Aldrich's minor children. The trustees of Richard H. Aldrich Irrevocable Trust of 2011 are Mr. Aldrich's spouse, Nichole A. Aldrich, and Mr. Aldrich's brother, Caleb F. Aldrich. The beneficiaries of Richard H. Aldrich Irrevocable Trust of 2011 are Mr. Aldrich's minor children. Mr. Aldrich disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
The trustee of the Richard H. Aldrich 2005 Revocable Trust is the Reporting Person and he exercises sole voting and investment power over the shares of record held by the trust.
The trustee of the Richard H. Aldrich Irrevocable Trust of 2011 is the Reporting Person's spouse, Nichole Aldrich, and she exercises sole voting and investment power over the shares of record held by the trust.
The securities in this line are held directly by Longwood Fund III LP. Longwood Fund III GP, LLC is the general partner of Longwood Fund III LP. Voting and investment power with respect to the shares held by Longwood Fund III LP are vested in Richard Aldrich, Michelle Dipp, M.D., Ph.D. and Christoph Westphal, M.D., Ph.D. (collectively, the "Managers"), the managers of Longwood Fund III GP, LLC. Each of the Managers disclaims beneficial ownership of the shares held by Longwood Fund III LP, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in the report shall not be deemed an admission of beneficial ownership of the shares for the purposes of Section 16 or for any other purpose.
/s/ William C. Hicks, Attorney-in-Fact
2017-01-04