0001179110-17-000417.txt : 20170104 0001179110-17-000417.hdr.sgml : 20170104 20170104202903 ACCESSION NUMBER: 0001179110-17-000417 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150630 FILED AS OF DATE: 20170104 DATE AS OF CHANGE: 20170104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OvaScience, Inc. CENTRAL INDEX KEY: 0001544227 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 451472564 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 9 FOURTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-500-2802 MAIL ADDRESS: STREET 1: 9 FOURTH AVE CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ALDRICH RICHARD CENTRAL INDEX KEY: 0001185039 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35890 FILM NUMBER: 17508364 MAIL ADDRESS: STREET 1: 1365 MAIN STREET CITY: WALTHAM STATE: MA ZIP: 02451 4 1 edgar.xml FORM 4 - X0306 4 2015-06-30 0 0001544227 OvaScience, Inc. OVAS 0001185039 ALDRICH RICHARD C/O OVASCIENCE, INC. 9 FOURTH AVE. WALTHAM MA 02451 1 0 0 0 Common Stock 2016-12-30 4 A 0 6944 1.53 A 14290 D Common Stock 2016-12-22 4 G 0 154519 0 A 330000 I By Little Eagles, LLC Common Stock 2016-12-22 4 G 0 154519 0 D 7346 D Common Stock 2016-12-13 4 G 0 645842 0 A 668192 I By Richard H. Aldrich 2005 Revocable Trust Common Stock 2016-12-13 4 G 0 645842 0 D 161865 D Common Stock 2016-12-07 4 G 0 200000 0 A 807707 D Common Stock 2016-12-07 4 G 0 200000 0 D 0 I By Richard H. Aldrich 2015 GRAT Common Stock 2015-06-30 4 G 0 175481 0 A 175481 I By Little Eagles, LLC Common Stock 2015-06-30 4 G 0 175481 0 D 0 I By Richard H. Aldrich Irrevocable Trust of 2011 Common Stock 962056 I By Longwood Fund III LP None of the transfers reported on this Form 4 constitutes a sale of the reported securities. The shares reported on this Form 4 were issued to the Reporting Person, who elected to take shares in lieu of cash compensation for services as a director and committee member, pursuant to the Issuer's non-employee director compensation plan. Shares held by Little Eagles, LLC. The owners of Little Eagles, LLC are Richard H. Aldrich Irrevocable Trust of 2011 and trusts established for the benefit of the Mr. Aldrich's minor children. The trustees of Richard H. Aldrich Irrevocable Trust of 2011 are Mr. Aldrich's spouse, Nichole A. Aldrich, and Mr. Aldrich's brother, Caleb F. Aldrich. The beneficiaries of Richard H. Aldrich Irrevocable Trust of 2011 are Mr. Aldrich's minor children. Mr. Aldrich disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein. The trustee of the Richard H. Aldrich 2005 Revocable Trust is the Reporting Person and he exercises sole voting and investment power over the shares of record held by the trust. The trustee of the Richard H. Aldrich Irrevocable Trust of 2011 is the Reporting Person's spouse, Nichole Aldrich, and she exercises sole voting and investment power over the shares of record held by the trust. The securities in this line are held directly by Longwood Fund III LP. Longwood Fund III GP, LLC is the general partner of Longwood Fund III LP. Voting and investment power with respect to the shares held by Longwood Fund III LP are vested in Richard Aldrich, Michelle Dipp, M.D., Ph.D. and Christoph Westphal, M.D., Ph.D. (collectively, the "Managers"), the managers of Longwood Fund III GP, LLC. Each of the Managers disclaims beneficial ownership of the shares held by Longwood Fund III LP, except to the extent of their respective pecuniary interest therein, and the inclusion of these shares in the report shall not be deemed an admission of beneficial ownership of the shares for the purposes of Section 16 or for any other purpose. /s/ William C. Hicks, Attorney-in-Fact 2017-01-04