0001171843-15-005929.txt : 20151103 0001171843-15-005929.hdr.sgml : 20151103 20151103164002 ACCESSION NUMBER: 0001171843-15-005929 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151103 DATE AS OF CHANGE: 20151103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PROTEON THERAPEUTICS INC CENTRAL INDEX KEY: 0001359931 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-890-0102 MAIL ADDRESS: STREET 1: 200 WEST STREET CITY: WALTHAM STATE: MA ZIP: 02451 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NOYES TIMOTHY P CENTRAL INDEX KEY: 0001185035 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36694 FILM NUMBER: 151194215 MAIL ADDRESS: STREET 1: 1365 MAIN STREET CITY: WALTHAM STATE: MA ZIP: 02451 4 1 gff4_noyes110315.xml OWNERSHIP DOCUMENT X0306 4 2015-11-02 0 0001359931 PROTEON THERAPEUTICS INC PRTO 0001185035 NOYES TIMOTHY P C/O PROTEON THERAPEUTICS 200 WEST STREET WALTHAM MA 02451 1 1 0 0 President and CEO Common Stock 2015-11-02 4 M 0 5000 1.91 A 5000 D Common Stock 2015-11-02 4 S 0 5000 13.50 D 0 D Stock Option (Right to Buy) 1.91 2015-11-02 4 M 0 5000 0 D 2016-04-19 Common Stock, $0.001 par value 5000 68742 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on August 25, 2015. All shares were sold at a price of $13.50 per share. The option was granted on April 19, 2006. All shares underlying the option have vested. /s/ George A. Eldridge as attorney-in-fact for Timothy P. Noyes 2015-11-03