0001185016-23-000002.txt : 20230103 0001185016-23-000002.hdr.sgml : 20230103 20230103105738 ACCESSION NUMBER: 0001185016-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230103 DATE AS OF CHANGE: 20230103 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DICUS JOHN B CENTRAL INDEX KEY: 0001185016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34814 FILM NUMBER: 23500831 MAIL ADDRESS: STREET 1: C/O CAPITOL FEDERAL FINANCIAL STREET 2: 700 SOUTH KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Capitol Federal Financial, Inc. CENTRAL INDEX KEY: 0001490906 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 BUSINESS PHONE: 785-235-1341 MAIL ADDRESS: STREET 1: 700 S KANSAS AVENUE CITY: TOPEKA STATE: KS ZIP: 66603 FORMER COMPANY: FORMER CONFORMED NAME: Capitol Federal Financial Inc DATE OF NAME CHANGE: 20100503 4 1 wf-form4_167276144406922.xml FORM 4 X0306 4 2022-12-31 0 0001490906 Capitol Federal Financial, Inc. CFFN 0001185016 DICUS JOHN B C/O CAPITOL FEDERAL FINANCIAL, INC. 700 SOUTH KANSAS AVENUE TOPEKA KS 66603 1 1 0 0 Chairman, President and CEO CFFN common stock 2022-12-31 4 M 0 10924 13.73 A 1310924 D CFFN common stock 2022-12-31 4 D 0 10924 8.65 D 1300000 D CFFN common stock 88297 I ESOP CFFN common stock 226 I Spouse for Child 1 CFFN common stock 226 I Spouse for Child 2 CFFN common stock 226 I Spouse for Child 3 CFFN common stock 6723 I By custodian for child 1 CFFN common stock 6791 I Custodian for Child 2 CFFN common stock 6791 I Custodian for Child 3 CFFN Phantom Stock 2019 13.73 2022-12-31 4 M 0 10924 13.73 D 2022-12-31 2022-12-31 CFFN common stock 10924.0 0 D CFFN Phantom Stock 2020 12.5 2023-12-31 2023-12-31 CFFN common stock 7093.0 7093 D CFFN Phantom Stock 2021 11.33 2024-12-31 2024-12-31 CFFN common stock 13239.0 13239 D CFFN Phantom Stock 2022 8.65 2022-12-31 4 A 0 17341 8.65 A 2025-12-31 2025-12-31 CFFN common stock 17341.0 17341 D CFFN Non-qualified Stock Option 11.91 2027-05-14 CFFN common stock 100116.0 100116 D Transaction reflects the deemed conversion of phantom stock units previously acquired under the Issuer's Deferred Incentive Bonus Plan into the underlying shares of common stock and the deemed simultaneous disposition of such shares in connection with the cash settlement of such phantom stock units. The phantom stock units were acquired under the Issuers Deferred Incentive Bonus Plan and are settled in cash three years from the date of acquisition. All options are vested. /s/ Kent G. Townsend, under Power of Attorney 2023-01-03