0000899243-17-010131.txt : 20170412 0000899243-17-010131.hdr.sgml : 20170412 20170412212114 ACCESSION NUMBER: 0000899243-17-010131 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170412 FILED AS OF DATE: 20170412 DATE AS OF CHANGE: 20170412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Okta, Inc. CENTRAL INDEX KEY: 0001660134 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264175727 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 BUSINESS PHONE: 888-722-7871 MAIL ADDRESS: STREET 1: 301 BRANNAN STREET, 1ST FLOOR CITY: SAN FRANCISCO STATE: CA ZIP: 94107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WILSON L MICHELLE CENTRAL INDEX KEY: 0001184757 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38044 FILM NUMBER: 17759092 MAIL ADDRESS: STREET 1: PO BOX 81226 CITY: SEATTLE STATE: WA ZIP: 98108-1226 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-04-12 0 0001660134 Okta, Inc. OKTA 0001184757 WILSON L MICHELLE C/O OKTA, INC. 301 BRANNAN STREET SAN FRANCISCO CA 94107 1 0 0 0 Common Stock 2017-04-12 4 J 0 190000 D 190000 D Class B Common Stock 2017-04-12 4 J 0 190000 0.00 A Class A Common Stock 190000 190000 D Immediately prior to the closing of the Issuer's initial public offering and following the conversion of each series of the Issuer's convertible preferred stock into Common Stock, each share of Common Stock was reclassified into one share of Class B Common Stock in an exempt transaction pursuant to Rule 16b-7. The shares of Common Stock are subject to the Issuer's right of repurchase, which lapses in 48 equal monthly installments commencing on August 1, 2015, subject to the Reporting Person's continued service with the Issuer through each vesting date. Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date. /s/ Larissa Schwartz, attorney-in-fact of the Reporting Person 2017-04-12