0001415889-21-002895.txt : 20210609
0001415889-21-002895.hdr.sgml : 20210609
20210609174430
ACCESSION NUMBER: 0001415889-21-002895
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210607
FILED AS OF DATE: 20210609
DATE AS OF CHANGE: 20210609
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAKIN KEVIN
CENTRAL INDEX KEY: 0001184421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006195
MAIL ADDRESS:
STREET 1: 36 CHURCH LANE
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHCAPE PARTNERS QP, L.P.
CENTRAL INDEX KEY: 0001598026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006202
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHCAPE PARTNERS, L.P.
CENTRAL INDEX KEY: 0001598046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006203
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP, L.P.
CENTRAL INDEX KEY: 0001819932
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006200
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zuga Matt
CENTRAL INDEX KEY: 0001790214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006196
MAIL ADDRESS:
STREET 1: C/O TELA BIO, INC.
STREET 2: 1 GREAT VALLEY PARKWAY, SUITE 24
CITY: MALVERN
STATE: PA
ZIP: 19355
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Capital, LLC
CENTRAL INDEX KEY: 0001827500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006197
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP, LLC
CENTRAL INDEX KEY: 0001819933
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006201
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle I, LLC
CENTRAL INDEX KEY: 0001819988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006199
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle II, LLC
CENTRAL INDEX KEY: 0001820044
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006198
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Capital, L.P.
CENTRAL INDEX KEY: 0001826279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211006204
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AZIYO BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001708527
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 474790334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
BUSINESS PHONE: 240-247-1143
MAIL ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
4
1
form4-06092021_020617.xml
X0306
4
2021-06-07
0001708527
AZIYO BIOLOGICS, INC.
AZYO
0001826279
HighCape Capital, L.P.
452 5TH AVENUE
21ST FLOOR
NEW YORK
NY
10018
true
false
true
false
0001598046
HIGHCAPE PARTNERS, L.P.
452 5TH AVENUE
21ST FLOOR
NEW YORK
NY
10018
0
0
1
0
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HIGHCAPE PARTNERS QP, L.P.
452 5TH AVENUE
21ST FLOOR
NEW YORK
NY
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0
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0
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HighCape Partners GP, LLC
452 5TH AVENUE
21ST FLOOR
NEW YORK
NY
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0
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HighCape Partners GP, L.P.
452 5TH AVENUE
21ST FLOOR
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NY
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HighCape Co-Investment Vehicle I, LLC
452 5TH AVENUE
21ST FLOOR
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0
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1
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HighCape Co-Investment Vehicle II, LLC
452 5TH AVENUE
21ST FLOOR
NEW YORK
NY
10018
1
0
1
0
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HighCape Capital, LLC
452 5TH AVENUE
21ST FLOOR
NEW YORK
NY
10018
0
0
1
0
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Zuga Matt
452 5TH AVENUE
21ST FLOOR
NEW YORK
NY
10018
1
0
1
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0001184421
RAKIN KEVIN
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NY
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1
0
Stock Option (Right to Buy)
10.41
2021-06-07
4
A
0
14082
0
A
2031-06-06
Class A Common Stock
14082
14082
I
See footnote
Stock Option (Right to Buy)
10.41
2021-06-07
4
A
0
14082
0
A
2031-06-06
Class A Common Stock
14082
14082
I
See footnote
This option was granted automatically under the Issuer's Non-Employee Director Compensation Program and vests and becomes exercisable on the earlier of (i) the day immediately preceding the date of the Issuer's first annual meeting following the date of grant and (ii) the first anniversary of the date of grant, subject to Messrs. Rakin's and Zuga's, as applicable, continuing in service on the Issuer's board of directors through the applicable vesting date.
Held by Kevin L. Rakin as non-employee member of the Issuer's board of directors
Held by W. Matthew Zuga as non-employee member of the Issuer's board of directors
/s/ Kevin L. Rakin
2021-06-09
/s/ W. Matthew Zuga
2021-06-09
HighCape Partners GP, LLC<br> By: /s/ W. Matthew Zuga, Managing Member
2021-06-09
HighCape Partners GP, L.P.<br> By: /s/ W. Matthew Zuga, Managing Member
2021-06-09
HighCape Partners, L.P.<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-06-09
HighCape Partners QP, L.P.<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-06-09
HighCape Capital, L.P.<br> By: /s/ W. Matthew Zuga, Managing Member
2021-06-09
HighCape Capital, LLC<br> By: /s/ W. Matthew Zuga
2021-06-09
HighCape Co-Investment Vehicle I, LLC<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-06-09
HighCape Co-Investment Vehicle II, LLC<br> By: /s/ HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-06-09