0001104659-21-148591.txt : 20211210 0001104659-21-148591.hdr.sgml : 20211210 20211210162231 ACCESSION NUMBER: 0001104659-21-148591 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211208 FILED AS OF DATE: 20211210 DATE AS OF CHANGE: 20211210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RAKIN KEVIN CENTRAL INDEX KEY: 0001184421 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485625 MAIL ADDRESS: STREET 1: 36 CHURCH LANE CITY: WESTPORT STATE: CT ZIP: 06880 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHCAPE PARTNERS QP, L.P. CENTRAL INDEX KEY: 0001598026 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485632 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: 410-375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HIGHCAPE PARTNERS, L.P. CENTRAL INDEX KEY: 0001598046 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485633 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: 410-375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD, SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners GP, L.P. CENTRAL INDEX KEY: 0001819932 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485630 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zuga Matt CENTRAL INDEX KEY: 0001790214 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485626 MAIL ADDRESS: STREET 1: C/O TELA BIO, INC. STREET 2: 1 GREAT VALLEY PARKWAY, SUITE 24 CITY: MALVERN STATE: PA ZIP: 19355 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Capital, LLC CENTRAL INDEX KEY: 0001827500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485627 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Partners GP, LLC CENTRAL INDEX KEY: 0001819933 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485631 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle I, LLC CENTRAL INDEX KEY: 0001819988 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485629 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle II, LLC CENTRAL INDEX KEY: 0001820044 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485628 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HighCape Capital, L.P. CENTRAL INDEX KEY: 0001826279 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39577 FILM NUMBER: 211485634 BUSINESS ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 BUSINESS PHONE: (410) 375-0050 MAIL ADDRESS: STREET 1: 10751 FALLS ROAD STREET 2: SUITE 300 CITY: BALTIMORE STATE: MD ZIP: 21093 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AZIYO BIOLOGICS, INC. CENTRAL INDEX KEY: 0001708527 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 474790334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12510 PROSPERITY DRIVE STREET 2: SUITE 370 CITY: SILVER SPRING STATE: MD ZIP: 20904 BUSINESS PHONE: 240-247-1143 MAIL ADDRESS: STREET 1: 12510 PROSPERITY DRIVE STREET 2: SUITE 370 CITY: SILVER SPRING STATE: MD ZIP: 20904 4 1 tm2135128-1_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2021-12-08 0 0001708527 AZIYO BIOLOGICS, INC. AZYO 0001826279 HighCape Capital, L.P. 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 1 0 1 0 0001598046 HIGHCAPE PARTNERS, L.P. 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 0 0 1 0 0001598026 HIGHCAPE PARTNERS QP, L.P. 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 0 0 1 0 0001819933 HighCape Partners GP, LLC 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 0 0 1 0 0001819932 HighCape Partners GP, L.P. 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 0 0 1 0 0001819988 HighCape Co-Investment Vehicle I, LLC 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 0 0 1 0 0001820044 HighCape Co-Investment Vehicle II, LLC 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 0 0 1 0 0001827500 HighCape Capital, LLC 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 0 0 1 0 0001790214 Zuga Matt 452 5TH AVENUE, 21ST FLOOR, NEW YORK, NY 10018 1 0 1 0 0001184421 RAKIN KEVIN 452 5TH AVENUE, 21ST FLOOR, NEW YORK NY 0018 1 0 1 0 Class A Common Stock 2021-12-08 4 P 0 353773 4.24 A 4862604 I See footnote Class A Common Stock 2021-12-08 4 P 0 58962 4.24 A 90807 I Held by the Kevin L. Rakin Irrevocable Trust Includes: (i) 53,818 shares of Common Stock held of record by HighCape Partners, L.P.; (ii) 4,001,428 shares of Common Stock held of record by HighCape Partners QP, L.P.; (iii) 499,145 shares of Common Stock held of record by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Common Stock held of record by HighCape Co-Investment Vehicle II, LLC; and (v) 48,931 shares of Common Stock held of record by HighCape Capital, L.P. Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which is the general partner of HighCape Partners GP, L.P., which is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P. In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held by such entities. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any. /s/ W. Matthew Zuga 2021-12-10 /s/ Kevin Rakin 2021-12-10 HIGHCAPE PARTNERS GP, LLC By: /s/ W. Matthew Zuga, Managing Member 2021-12-10 HIGHCAPE PARTNERS GP, L.P. By: /s/ W. Matthew Zuga, Managing Member 2021-12-10 HIGHCAPE PARTNERS, L.P. By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-12-10 HIGHCAPE PARTNERS QP, L.P. By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-12-10 HIGHCAPE CAPITAL, L.P. By: /s/ W. Matthew Zuga, Managing Member 2021-12-10 HIGHCAPE CAPITAL, LLC By: /s/ W. Matthew Zuga, Managing Member 2021-12-10 HIGHCAPE CO-INVESTMENT VEHICLE I, LLC By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-12-10 HIGHCAPE CO-INVESTMENT VEHICLE II, LLC By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member 2021-12-10