0001104659-21-148591.txt : 20211210
0001104659-21-148591.hdr.sgml : 20211210
20211210162231
ACCESSION NUMBER: 0001104659-21-148591
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211208
FILED AS OF DATE: 20211210
DATE AS OF CHANGE: 20211210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RAKIN KEVIN
CENTRAL INDEX KEY: 0001184421
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485625
MAIL ADDRESS:
STREET 1: 36 CHURCH LANE
CITY: WESTPORT
STATE: CT
ZIP: 06880
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHCAPE PARTNERS QP, L.P.
CENTRAL INDEX KEY: 0001598026
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485632
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HIGHCAPE PARTNERS, L.P.
CENTRAL INDEX KEY: 0001598046
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485633
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: 410-375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD, SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP, L.P.
CENTRAL INDEX KEY: 0001819932
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485630
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Zuga Matt
CENTRAL INDEX KEY: 0001790214
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485626
MAIL ADDRESS:
STREET 1: C/O TELA BIO, INC.
STREET 2: 1 GREAT VALLEY PARKWAY, SUITE 24
CITY: MALVERN
STATE: PA
ZIP: 19355
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Capital, LLC
CENTRAL INDEX KEY: 0001827500
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485627
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Partners GP, LLC
CENTRAL INDEX KEY: 0001819933
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485631
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle I, LLC
CENTRAL INDEX KEY: 0001819988
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485629
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Co-Investment Vehicle II, LLC
CENTRAL INDEX KEY: 0001820044
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485628
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HighCape Capital, L.P.
CENTRAL INDEX KEY: 0001826279
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39577
FILM NUMBER: 211485634
BUSINESS ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
BUSINESS PHONE: (410) 375-0050
MAIL ADDRESS:
STREET 1: 10751 FALLS ROAD
STREET 2: SUITE 300
CITY: BALTIMORE
STATE: MD
ZIP: 21093
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AZIYO BIOLOGICS, INC.
CENTRAL INDEX KEY: 0001708527
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 474790334
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
BUSINESS PHONE: 240-247-1143
MAIL ADDRESS:
STREET 1: 12510 PROSPERITY DRIVE
STREET 2: SUITE 370
CITY: SILVER SPRING
STATE: MD
ZIP: 20904
4
1
tm2135128-1_4seq1.xml
OWNERSHIP DOCUMENT
X0306
4
2021-12-08
0
0001708527
AZIYO BIOLOGICS, INC.
AZYO
0001826279
HighCape Capital, L.P.
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
1
0
1
0
0001598046
HIGHCAPE PARTNERS, L.P.
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
0
0
1
0
0001598026
HIGHCAPE PARTNERS QP, L.P.
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
0
0
1
0
0001819933
HighCape Partners GP, LLC
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
0
0
1
0
0001819932
HighCape Partners GP, L.P.
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
0
0
1
0
0001819988
HighCape Co-Investment Vehicle I, LLC
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
0
0
1
0
0001820044
HighCape Co-Investment Vehicle II, LLC
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
0
0
1
0
0001827500
HighCape Capital, LLC
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
0
0
1
0
0001790214
Zuga Matt
452 5TH AVENUE, 21ST FLOOR,
NEW YORK,
NY
10018
1
0
1
0
0001184421
RAKIN KEVIN
452 5TH AVENUE, 21ST FLOOR,
NEW YORK
NY
0018
1
0
1
0
Class A Common Stock
2021-12-08
4
P
0
353773
4.24
A
4862604
I
See footnote
Class A Common Stock
2021-12-08
4
P
0
58962
4.24
A
90807
I
Held by the Kevin L. Rakin Irrevocable Trust
Includes: (i) 53,818 shares of Common Stock held of record by HighCape Partners, L.P.; (ii) 4,001,428 shares of Common Stock held of record by HighCape Partners QP, L.P.; (iii) 499,145 shares of Common Stock held of record by HighCape Co-Investment Vehicle I, LLC; (iv) 259,282 shares of Common Stock held of record by HighCape Co-Investment Vehicle II, LLC; and (v) 48,931 shares of Common Stock held of record by HighCape Capital, L.P.
Kevin Rakin and W. Matthew Zuga, members of Issuer's board of directors, are the managing members of HighCape Partners GP, LLC, which is the general partner of HighCape Partners GP, L.P., which is the general partner of each of HighCape Partners, L.P. and HighCape Partners QP, L.P. Mr. Rakin and Mr. Zuga are the managing members of HighCape Capital, LLC, which is the general partner of HighCape Capital, L.P. Each of Mr. Rakin, Mr. Zuga, HighCape Partners GP, LLC and HighCape Partners GP, L.P. may be deemed to beneficially own the securities held by HighCape Partners, L.P. and HighCape Partners QP, L.P., and each of Mr. Rakin, Mr. Zuga and HighCape Capital, LLC may be deemed to beneficially own the securities held by HighCape Capital, L.P.
In addition, Mr. Zuga is the managing member of each of HighCape Co-Investment Vehicle I, LLC and HighCape Co-Investment Vehicle II, LLC and may be deemed to beneficially own the securities held by such entities. Each of the reporting persons disclaims beneficial ownership of the securities held by the other reporting persons except to the extent of each reporting person's pecuniary interest therein, if any.
/s/ W. Matthew Zuga
2021-12-10
/s/ Kevin Rakin
2021-12-10
HIGHCAPE PARTNERS GP, LLC By: /s/ W. Matthew Zuga, Managing Member
2021-12-10
HIGHCAPE PARTNERS GP, L.P. By: /s/ W. Matthew Zuga, Managing Member
2021-12-10
HIGHCAPE PARTNERS, L.P. By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-12-10
HIGHCAPE PARTNERS QP, L.P. By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-12-10
HIGHCAPE CAPITAL, L.P. By: /s/ W. Matthew Zuga, Managing Member
2021-12-10
HIGHCAPE CAPITAL, LLC By: /s/ W. Matthew Zuga, Managing Member
2021-12-10
HIGHCAPE CO-INVESTMENT VEHICLE I, LLC By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-12-10
HIGHCAPE CO-INVESTMENT VEHICLE II, LLC By: HighCape Partners GP, L.P., its general partner By: HighCape Partners GP, LLC, its general partner By: /s/ W. Matthew Zuga, Managing Member
2021-12-10