0001104659-20-076078.txt : 20200623 0001104659-20-076078.hdr.sgml : 20200623 20200623163058 ACCESSION NUMBER: 0001104659-20-076078 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200622 FILED AS OF DATE: 20200623 DATE AS OF CHANGE: 20200623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RUDNICK SETH CENTRAL INDEX KEY: 0001184420 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 20982536 MAIL ADDRESS: STREET 1: 7100 WEST CREDIT AVENUE, SUITE 101 STREET 2: C/O ARALEZ PHARMACEUTICALS CITY: MISSISSAUGA STATE: A6 ZIP: L5N 0E4 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Technologies Inc CENTRAL INDEX KEY: 0001330436 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE STREET 2: SUITE 100 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 919-328-4400 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 4 1 a4.xml 4 X0306 4 2020-06-22 0 0001330436 Liquidia Technologies Inc LQDA 0001184420 RUDNICK SETH 419 DAVIS DRIVE, SUITE 100 MORRISVILLE NC 27560 1 0 0 0 Non-Qualified Stock Option (right to buy) 10.97 2020-06-22 4 A 0 20000 0 A 2020-07-22 2030-06-22 Common Stock 20000 20000 D The option vests in 36 equal monthly installments, becoming fully vested on June 22, 2023. /s/ Michael A. Goldstein, Esq., as attorney-in-fact for Dr. Seth Rudnick 2020-06-23