0001463101-23-000151.txt : 20230918 0001463101-23-000151.hdr.sgml : 20230918 20230918184121 ACCESSION NUMBER: 0001463101-23-000151 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230914 FILED AS OF DATE: 20230918 DATE AS OF CHANGE: 20230918 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodgers Thurman J CENTRAL INDEX KEY: 0001183967 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 231262134 MAIL ADDRESS: STREET 1: 535 EASTVIEW WAY CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER NAME: FORMER CONFORMED NAME: RODGERS THURMAN J DATE OF NAME CHANGE: 20020828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4/A 1 wk-form4a_1695076871.xml FORM 4/A X0508 4/A 2023-09-14 2023-09-18 0 0001463101 Enphase Energy, Inc. ENPH 0001183967 Rodgers Thurman J C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 0 0 0 0 Common Stock 2023-09-14 4 P 0 24400 122.84 A 85200 I By Charitable Trust Common Stock 2023-09-14 4 P 0 4100 122.4709 A 4100 I By Trust Common Stock 2023-09-14 4 P 0 4100 122.561 A 4100 I By Trust Common Stock 1526 D Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.59 to $123.18. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.36 to $122.62. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. These shares are held directly by the TJ Rodgers 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. Represents a weighted average purchase price per share. These shares were purchased in multiple transactions at prices ranging from $122.50 to $122.65. The reporting person has provided to the issuer, and undertakes to provide to the staff of the Commission or any security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range. These shares are held directly by the Valeta Massey 2012 Irrevocable Trust, for which the Reporting Person's spouse serves as trustee. This amendment is being filed to update certain footnotes. The original filing on September 18, 2023 incorrectly referenced an "average sales price" in footnotes 1, 3 and 5 and not "average purchase price." The shares were purchased and footnotes 1, 3 and 5 have been corrected to reflect the average purchase price of the shares acquired. /s/ Lisan Hung, Attorney-in-Fact for Thurman John Rodgers 2023-09-18