0001463101-23-000097.txt : 20230519 0001463101-23-000097.hdr.sgml : 20230519 20230519170455 ACCESSION NUMBER: 0001463101-23-000097 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230517 FILED AS OF DATE: 20230519 DATE AS OF CHANGE: 20230519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rodgers Thurman J CENTRAL INDEX KEY: 0001183967 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35480 FILM NUMBER: 23941366 MAIL ADDRESS: STREET 1: 535 EASTVIEW WAY CITY: WOODSIDE STATE: CA ZIP: 94062 FORMER NAME: FORMER CONFORMED NAME: RODGERS THURMAN J DATE OF NAME CHANGE: 20020828 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Enphase Energy, Inc. CENTRAL INDEX KEY: 0001463101 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 204645388 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 BUSINESS PHONE: (707) 763-4784 MAIL ADDRESS: STREET 1: 47281 BAYSIDE PARKWAY CITY: FREMONT STATE: CA ZIP: 94538 4 1 wf-form4_168453026955706.xml FORM 4 X0407 4 2023-05-17 0 0001463101 Enphase Energy, Inc. ENPH 0001183967 Rodgers Thurman J C/O ENPHASE ENERGY, INC. 47281 BAYSIDE PARKWAY FREMONT CA 94538 1 0 0 0 0 Common Stock 2023-05-17 4 A 0 1526 0 A 1926 D Common Stock 60800 I By Charitable Trust Common Stock 1191309 I By Trust Restricted stock units ("RSUs") issued pursuant to the 2021 Equity Incentive Plan (the "2021 Plan"). RSUs vest in four equal quarterly installments from the grant date, such that the total RSUs are fully vested on the earlier of (i) the one-year anniversary of the date of grant or (ii) the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person's Continuous Service (as defined in the 2021 Plan) through each applicable vesting date. These shares are held directly by the Rodgers Family Freedom and Free Markets Charitable Trust, a charitable remainder trust for which the reporting person and his spouse, Valeta Massey, serve as trustees and of which the reporting person and his spouse are beneficiaries. The reporting person disclaims beneficial ownership except to the extent of his and his spouse's pecuniary interest therein. These shares are held directly by the Rodgers Massey Revocable Living Trust dtd 4/4/11 for which the reporting person and his spouse, Valeta Massey, serve as trustees. /s/ Lisan Hung, Attorney-in-Fact for Thurman John Rodgers 2023-05-19