0001209191-19-028073.txt : 20190507 0001209191-19-028073.hdr.sgml : 20190507 20190507181211 ACCESSION NUMBER: 0001209191-19-028073 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190201 FILED AS OF DATE: 20190507 DATE AS OF CHANGE: 20190507 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NELMS DAVID W CENTRAL INDEX KEY: 0001183830 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33378 FILM NUMBER: 19804500 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Discover Financial Services CENTRAL INDEX KEY: 0001393612 STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141] IRS NUMBER: 362517428 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 BUSINESS PHONE: 224-405-0900 MAIL ADDRESS: STREET 1: 2500 LAKE COOK ROAD CITY: RIVERWOODS STATE: IL ZIP: 60015 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-02-01 2019-02-05 1 0001393612 Discover Financial Services DFS 0001183830 NELMS DAVID W 2500 LAKE COOK ROAD RIVERWOODS IL 60015 0 1 0 0 Executive Officer Common Stock 2019-02-01 4 F 0 53794 68.40 D 1078070.85 D Common Stock 2019-02-01 4 S 0 60000 67.94 D 1018070.85 D This amended Form 4 is filed to correct the number of securities reported in Table I, which were previously incorrectly reported due to administrative error. Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units. Sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on January 29, 2018. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.45 to $68.22, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote Reporting person retired from the Issuer on March 8, 2019 /s/ Jennifer K. Schott as Attorney-in-Fact for David W. Nelms 2019-05-07