0001209191-19-028073.txt : 20190507
0001209191-19-028073.hdr.sgml : 20190507
20190507181211
ACCESSION NUMBER: 0001209191-19-028073
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190201
FILED AS OF DATE: 20190507
DATE AS OF CHANGE: 20190507
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: NELMS DAVID W
CENTRAL INDEX KEY: 0001183830
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33378
FILM NUMBER: 19804500
MAIL ADDRESS:
STREET 1: 2500 LAKE COOK ROAD
CITY: RIVERWOODS
STATE: IL
ZIP: 60015
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Discover Financial Services
CENTRAL INDEX KEY: 0001393612
STANDARD INDUSTRIAL CLASSIFICATION: PERSONAL CREDIT INSTITUTIONS [6141]
IRS NUMBER: 362517428
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2500 LAKE COOK ROAD
CITY: RIVERWOODS
STATE: IL
ZIP: 60015
BUSINESS PHONE: 224-405-0900
MAIL ADDRESS:
STREET 1: 2500 LAKE COOK ROAD
CITY: RIVERWOODS
STATE: IL
ZIP: 60015
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-02-01
2019-02-05
1
0001393612
Discover Financial Services
DFS
0001183830
NELMS DAVID W
2500 LAKE COOK ROAD
RIVERWOODS
IL
60015
0
1
0
0
Executive Officer
Common Stock
2019-02-01
4
F
0
53794
68.40
D
1078070.85
D
Common Stock
2019-02-01
4
S
0
60000
67.94
D
1018070.85
D
This amended Form 4 is filed to correct the number of securities reported in Table I, which were previously incorrectly reported due to administrative error.
Number of shares withheld to pay the tax withholding obligation incurred in connection with the vesting of previously-granted (i) performance stock units, and (ii) restricted stock units.
Sold pursuant to a Rule 10b5-1 Trading Plan adopted by the Reporting Person on January 29, 2018.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $67.45 to $68.22, inclusive. The reporting person undertakes to provide to Discover Financial Services, any security holder of Discover Financial Services, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote
Reporting person retired from the Issuer on March 8, 2019
/s/ Jennifer K. Schott as Attorney-in-Fact for David W. Nelms
2019-05-07