0001225208-17-010827.txt : 20170602
0001225208-17-010827.hdr.sgml : 20170602
20170602181731
ACCESSION NUMBER: 0001225208-17-010827
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC
CENTRAL INDEX KEY: 0001183765
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 943409596
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
BUSINESS PHONE: 650 474 8200
MAIL ADDRESS:
STREET 1: 170 HARBOR WAY
STREET 2: SUITE 300
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BIRD JEFFREY W
CENTRAL INDEX KEY: 0001250409
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32979
FILM NUMBER: 17889383
MAIL ADDRESS:
STREET 1: 755 PAGE MILL RD STE A-200
CITY: PALO ALTO
STATE: CA
ZIP: 94304-1005
4
1
doc4.xml
X0306
4
2017-05-31
0001183765
THRESHOLD PHARMACEUTICALS INC
THLD
0001250409
BIRD JEFFREY W
755 PAGE MILL ROAD, SUITE A-200
PALO ALTO
CA
94304-1005
1
Common Stock
2017-05-31
4
J
0
630770.0000
0
D
3467496.0000
I
By Ltd Partnership (SHV)
Common Stock
2017-06-01
4
P
0
473077.0000
0.5674
A
3940573.0000
I
By Ltd Partnership (SHV)
Common Stock
2017-06-01
4
P
0
37626.0000
0.5674
A
377782.0000
I
By Trust
Common Stock
919.0000
D
On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 630,770 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").
Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 473,077 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
In connection with the Liquidation, the reporting person entered into an agreement with the Limited Partner to repurchase 37,626 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
/s/ Robert Yin, by power of attorney
2017-06-01