0001144204-16-110215.txt : 20160628 0001144204-16-110215.hdr.sgml : 20160628 20160628152430 ACCESSION NUMBER: 0001144204-16-110215 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160624 FILED AS OF DATE: 20160628 DATE AS OF CHANGE: 20160628 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: THRESHOLD PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001183765 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943409596 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 170 HARBOR WAY STREET 2: SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 BUSINESS PHONE: 650 474 8200 MAIL ADDRESS: STREET 1: 170 HARBOR WAY STREET 2: SUITE 300 CITY: SOUTH SAN FRANCISCO STATE: CA ZIP: 94080 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COZADD BRUCE C CENTRAL INDEX KEY: 0001193210 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32979 FILM NUMBER: 161735916 MAIL ADDRESS: STREET 1: C/O JAZZ PHARMACEUTICALS PLC STREET 2: CONNAUGHT HOUSE, 1 BURLINGTON RD, FL. 4 CITY: DUBLIN 4 STATE: L2 ZIP: 00000 4 1 v443128_4.xml OWNERSHIP DOCUMENT X0306 4 2016-06-24 0 0001183765 THRESHOLD PHARMACEUTICALS INC THLD 0001193210 COZADD BRUCE C C/O THRESHOLD PHARMACEUTICALS, INC., 170 HARBOR WAY, SUITE 300 SOUTH SAN FRANCISCO CA 94080 1 0 0 0 Stock Option (right to buy) 0.38 2016-06-24 4 A 0 35000 0.00 A 2026-06-24 Common Stock 35000 35000 D The option vests in accordance with the following schedule: (a) 8.3333% of the shares subject to this option shall vest on each monthly anniversary of the date of grant of June 24, 2016 for the first 11 months and (b) the remaining shares subject to this option shall vest on the date of the Issuer's 2017 Annual Meeting of Stockholders. /s/ Joel A. Fernandes, Attorney-in-Fact 2016-06-28