0000950103-22-011318.txt : 20220627 0000950103-22-011318.hdr.sgml : 20220627 20220627184709 ACCESSION NUMBER: 0000950103-22-011318 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220621 FILED AS OF DATE: 20220627 DATE AS OF CHANGE: 20220627 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PANDIT VIKRAM S CENTRAL INDEX KEY: 0001183417 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046045 MAIL ADDRESS: STREET 1: 399 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atairos Partners GP, Inc. CENTRAL INDEX KEY: 0001671176 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046038 BUSINESS ADDRESS: STREET 1: 40 MORRIS ROAD CITY: BRYN MAWR STATE: PA ZIP: 19010 BUSINESS PHONE: 646-690-5252 MAIL ADDRESS: STREET 1: 620 FIFTH AVENUE STREET 2: ROCKEFELLER PLAZA CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Angelakis Michael J CENTRAL INDEX KEY: 0001393014 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046037 MAIL ADDRESS: STREET 1: 40 MORRIS AVENUE CITY: BRYN MAWR STATE: PA ZIP: 19010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atairos Group, Inc. CENTRAL INDEX KEY: 0001671122 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046040 BUSINESS ADDRESS: STREET 1: 40 MORRIS AVENUE CITY: BRYN MAWR STATE: PA ZIP: 19010 BUSINESS PHONE: 646-690-5252 MAIL ADDRESS: STREET 1: 40 MORRIS AVENUE CITY: BRYN MAWR STATE: PA ZIP: 19010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orogen Echo LLC CENTRAL INDEX KEY: 0001754751 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046044 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 2416 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-332-4580 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 2416 CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atairos Partners, L.P. CENTRAL INDEX KEY: 0001671185 STATE OF INCORPORATION: E9 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046039 BUSINESS ADDRESS: STREET 1: 40 MORRIS AVENUE CITY: BRYN MAWR STATE: PA ZIP: 19010 BUSINESS PHONE: 646-690-5252 MAIL ADDRESS: STREET 1: 40 MORRIS AVENUE CITY: BRYN MAWR STATE: PA ZIP: 19010 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orogen Holdings LLC CENTRAL INDEX KEY: 0001705500 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046042 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 2416 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-332-4580 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 2416 CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Orogen Group LLC CENTRAL INDEX KEY: 0001705509 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046043 BUSINESS ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 2416 CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 212-332-4580 MAIL ADDRESS: STREET 1: ONE ROCKEFELLER PLAZA STREET 2: SUITE 2416 CITY: NEW YORK STATE: NY ZIP: 10020 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Atairos-Orogen Holdings, LLC CENTRAL INDEX KEY: 0001705610 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-33089 FILM NUMBER: 221046041 BUSINESS ADDRESS: STREET 1: C/O ATAIROS MANAGEMENT, L.P. STREET 2: 40 MORRIS ROAD CITY: BRYN MAWR STATE: PA ZIP: 19010 BUSINESS PHONE: 646-690-5252 MAIL ADDRESS: STREET 1: C/O ATAIROS MANAGEMENT, L.P. STREET 2: 40 MORRIS ROAD CITY: BRYN MAWR STATE: PA ZIP: 19010 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ExlService Holdings, Inc. CENTRAL INDEX KEY: 0001297989 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 820572194 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 BUSINESS PHONE: (212) 277-7100 MAIL ADDRESS: STREET 1: 320 PARK AVENUE STREET 2: 29TH FLOOR CITY: NEW YORK STATE: X1 ZIP: 10022 4/A 1 dp176008_4-pandit.xml FORM 4/A X0306 4/A 2022-06-21 2022-06-22 0 0001297989 ExlService Holdings, Inc. EXLS 0001183417 PANDIT VIKRAM S C/O THE OROGEN GROUP LLC ONE ROCKEFELLER PLAZA SUITE 2416 NEW YORK NY 10020 1 0 0 0 0001754751 Orogen Echo LLC C/O THE OROGEN GROUP LLC ONE ROCKEFELLER PLAZA SUITE 2416 NEW YORK NY 10020 1 0 0 0 0001705509 Orogen Group LLC ONE ROCKEFELLER PLAZA SUITE 2416 NEW YORK NY 10020 1 0 0 0 0001705500 Orogen Holdings LLC C/O THE OROGEN GROUP LLC ONE ROCKEFELLER PLAZA SUITE 2416 NEW YORK NY 10020 1 0 0 0 0001705610 Atairos-Orogen Holdings, LLC C/O ATAIROS MANAGEMENT, L.P. 40 MORRIS ROAD BRYN MAWR PA 19010 1 0 0 0 0001671122 Atairos Group, Inc. C/O ATAIROS MANAGEMENT, L.P. 40 MORRIS AVENUE BRYN MAWR PA 19010 1 0 0 0 0001671185 Atairos Partners, L.P. C/O ATAIROS MANAGEMENT, L.P. 40 MORRIS ROAD BRYN MAWR PA 19010 1 0 0 0 0001671176 Atairos Partners GP, Inc. C/O ATAIROS MANAGEMENT, L.P. 40 MORRIS ROAD BRYN MAWR PA 19010 1 0 0 0 0001393014 Angelakis Michael J C/O ATAIROS MANAGEMENT, L.P. 40 MORRIS ROAD BRYN MAWR PA 19010 1 0 0 0 Restricted Stock Units 2022-06-21 4 A 0 2154 0 A Common Stock, par value $0.001 per share 2154 9272 I See Footnotes Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock upon settlement. The restricted stock units, which were granted in connection with Mr. Pandit's appointment as Chairman of the Board of Directors of the issuer (the "Board"), vest upon the earlier of (i) the first anniversary of the date of grant, (ii) the date on which the reporting person's term as a member of the Board expires if the reporting person is not subsequently elected to a new term on the Board, and (iii) the occurrence of a "Change in Control", as defined in the ExlService Holdings, Inc. 2018 Omnibus Incentive Plan (the "Plan"), and such awards settle upon the earlier of (i) the reporting person's death, (ii) the occurrence of a "Change of Control", as defined in the Plan and (iii) the date that is 180 days following the date on which the reporting person ceases to serve as a member of the Board for any reason other than due to such reporting person's death or, if later, the date of the reporting person's separation from service. Mr. Pandit serves on the Board and is the Chairman and Chief Executive Officer of Orogen Echo LLC ("OE"). Orogen Holdings LLC and Atairos-Orogen Holdings, LLC are the sole members with joint investment control of The Orogen Group LLC, which is the sole member of OE. Mr. Pandit has majority voting control of Orogen Holdings LLC. Atairos Group, Inc. ("Atairos") is the sole voting shareholder of Atairos-Orogen Holdings, LLC. Michael Angelakis is the Chairman and Chief Executive Officer of Atairos and controls a majority of the voting power of Atairos Partners GP, Inc., which is the general partner of Atairos Partners L.P., the sole voting shareholder of Atairos. Each of the reporting persons, other than Mr. Pandit, is acting as a director by deputization of the issuer with respect to Mr. Pandit's membership on the Board. Each of the reporting persons may be deemed to have direct or indirect beneficial ownership of the reported securities, as applicable, but disclaims such beneficial ownership except to the extent of its pecuniary interest therein. This amended Form 4 is being filed to correct the number of restricted stock units reported as being granted to the reporting person on June 21, 2022 in the original Form 4. By: Vikram S. Pandit /s/ Vikram S. Pandit 2022-06-27 By: Orogen Echo LLC, by the Orogen Group LLC, its sole member, by Vikram S. Pandit, Chairman and Chief Executive Officer /s/ Vikram S. Pandit 2022-06-27 By: The Orogen Group LLC, by Vikram S. Pandit, Chairman and Chief Executive Officer /s/ Vikram S. Pandit 2022-06-27 By: Orogen Holdings LLC, by Vikram S. Pandit, Manager /s/ Vikram S. Pandit 2022-06-27 By: Atairos-Orogen Holdings, LLC, by David L. Caplan, Vice President /s/ David L. Caplan 2022-06-27 By: Atairos Group, Inc., by David L. Caplan, Vice President and General Counsel /s/ David L. Caplan 2022-06-27 By: Atairos Partners, L.P., by Atairos Partners GP, Inc., its general partner, by David L. Caplan, Vice President /s/ David L. Caplan 2022-06-27 By: Atairos Partners GP, Inc., by David L. Caplan, Vice President /s/ David L. Caplan 2022-06-27 By: Michael J. Angelakis /s/ Michael J. Angelakis 2022-06-27