0001209191-20-024221.txt : 20200413 0001209191-20-024221.hdr.sgml : 20200413 20200413170556 ACCESSION NUMBER: 0001209191-20-024221 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200409 FILED AS OF DATE: 20200413 DATE AS OF CHANGE: 20200413 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKOLA JIM CENTRAL INDEX KEY: 0001183231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 20789258 MAIL ADDRESS: STREET 1: C/O CLOUDERA INC STREET 2: 1001 PAGE MILL ROAD, BLDG. 3 CITY: PALO ALTO STATE: CA ZIP: 94089 FORMER NAME: FORMER CONFORMED NAME: FRANKOLA JAMES DATE OF NAME CHANGE: 20020827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2020-04-09 0 0001535379 Cloudera, Inc. CLDR 0001183231 FRANKOLA JIM C/O CLOUDERA, INC. 395 PAGE MILL ROAD PALO ALTO CA 94306 0 1 0 0 Chief Financial Officer Restricted Stock Units 2020-04-09 4 A 0 558659 0.00 A Common Stock 558659 558659 D Restricted Stock Units 2020-04-09 4 A 0 10411 0.00 A Common Stock 10411 10411 D Each restricted stock unit ("RSU") represents a contingent right to receive 1 share of the Issuer's Common Stock upon settlement for no consideration. The RSUs vest as to 2/12th of the total number of shares on June 15, 2020, and thereafter vest as to 1/12th of the total number of shares in equal quarterly installments until 100% vested, subject to the continuing employment of the Reporting Person on each vesting date. The RSUs become fully vested on June 15, 2020, subject to the Reporting Holder's continued service on the vesting date. /s/Jay Wedge, Attorney-in-Fact 2020-04-13