0000899243-21-040161.txt : 20211013 0000899243-21-040161.hdr.sgml : 20211013 20211013204454 ACCESSION NUMBER: 0000899243-21-040161 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211008 FILED AS OF DATE: 20211013 DATE AS OF CHANGE: 20211013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRANKOLA JIM CENTRAL INDEX KEY: 0001183231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38069 FILM NUMBER: 211322321 MAIL ADDRESS: STREET 1: C/O CLOUDERA INC STREET 2: 1001 PAGE MILL ROAD, BLDG. 3 CITY: PALO ALTO STATE: CA ZIP: 94089 FORMER NAME: FORMER CONFORMED NAME: FRANKOLA JAMES DATE OF NAME CHANGE: 20020827 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Cloudera, Inc. CENTRAL INDEX KEY: 0001535379 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262922329 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 BUSINESS PHONE: 650 644 3950 MAIL ADDRESS: STREET 1: 395 PAGE MILL ROAD CITY: PALO ALTO STATE: CA ZIP: 94306 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-10-08 1 0001535379 Cloudera, Inc. CLDR 0001183231 FRANKOLA JIM C/O CLOUDERA INC. 5470 GREAT AMERICA PKWY SANTA CLARA CA 95054 0 1 0 0 Chief Financial Officer Common Stock 2021-09-22 5 G 0 E 1875 0.00 D 1047674 D Common Stock 2021-10-04 5 G 0 E 190000 0.00 D 857674 D Common Stock 2021-10-08 4 M 0 422710 A 1280384 D Common Stock 2021-10-08 4 M 0 54609 A 1334993 D Common Stock 2021-10-08 4 D 0 1334993 D 0 D Restricted Stock Units 2021-10-08 4 M 0 422710 D Common Stock 422710 0 D Performance Stock Units 2021-10-08 4 M 0 54609 D Common Stock 54609 0 D On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration"). Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration. Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration. /s/ Jim Frankola by David Howard, Attorney-in-Fact 2021-10-13