0000899243-21-040161.txt : 20211013
0000899243-21-040161.hdr.sgml : 20211013
20211013204454
ACCESSION NUMBER: 0000899243-21-040161
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211008
FILED AS OF DATE: 20211013
DATE AS OF CHANGE: 20211013
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRANKOLA JIM
CENTRAL INDEX KEY: 0001183231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38069
FILM NUMBER: 211322321
MAIL ADDRESS:
STREET 1: C/O CLOUDERA INC
STREET 2: 1001 PAGE MILL ROAD, BLDG. 3
CITY: PALO ALTO
STATE: CA
ZIP: 94089
FORMER NAME:
FORMER CONFORMED NAME: FRANKOLA JAMES
DATE OF NAME CHANGE: 20020827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Cloudera, Inc.
CENTRAL INDEX KEY: 0001535379
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262922329
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 395 PAGE MILL ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94306
BUSINESS PHONE: 650 644 3950
MAIL ADDRESS:
STREET 1: 395 PAGE MILL ROAD
CITY: PALO ALTO
STATE: CA
ZIP: 94306
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-10-08
1
0001535379
Cloudera, Inc.
CLDR
0001183231
FRANKOLA JIM
C/O CLOUDERA INC.
5470 GREAT AMERICA PKWY
SANTA CLARA
CA
95054
0
1
0
0
Chief Financial Officer
Common Stock
2021-09-22
5
G
0
E
1875
0.00
D
1047674
D
Common Stock
2021-10-04
5
G
0
E
190000
0.00
D
857674
D
Common Stock
2021-10-08
4
M
0
422710
A
1280384
D
Common Stock
2021-10-08
4
M
0
54609
A
1334993
D
Common Stock
2021-10-08
4
D
0
1334993
D
0
D
Restricted Stock Units
2021-10-08
4
M
0
422710
D
Common Stock
422710
0
D
Performance Stock Units
2021-10-08
4
M
0
54609
D
Common Stock
54609
0
D
On October 8, 2021, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of June 1, 2021, by and among Sky Parent Inc. ("Parent"), Project Sky Merger Sub Inc. ("Merger Sub") and Cloudera, Inc. (the "Company"), Merger Sub merged with and into the Company with the Company surviving the merger, and each restricted stock unit held by the Reporting Person was cancelled in exchange for the right to receive $16.00 in cash (the "Merger Consideration").
Pursuant to the Merger Agreement, each outstanding share of common stock, par value $0.01 ("Common Stock") held by the Reporting Person was cancelled and converted into the, right to receive the Merger Consideration.
Pursuant to the Merger Agreement, the Reporting Person disposed of all shares of Common Stock beneficially owned by him in exchange for the Merger Consideration.
/s/ Jim Frankola by David Howard, Attorney-in-Fact
2021-10-13