0001183121-22-000012.txt : 20221004
0001183121-22-000012.hdr.sgml : 20221004
20221004170248
ACCESSION NUMBER: 0001183121-22-000012
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20221001
FILED AS OF DATE: 20221004
DATE AS OF CHANGE: 20221004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Retzloff Steven F.
CENTRAL INDEX KEY: 0001183121
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37585
FILM NUMBER: 221292797
MAIL ADDRESS:
STREET 1: 13955 FM 529
CITY: HOUSTON
STATE: TX
ZIP: 77041
FORMER NAME:
FORMER CONFORMED NAME: STERLING BANCSHARES INC.
DATE OF NAME CHANGE: 20050729
FORMER NAME:
FORMER CONFORMED NAME: RETZLOFF STEVEN F
DATE OF NAME CHANGE: 20020827
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Allegiance Bancshares, Inc.
CENTRAL INDEX KEY: 0001642081
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 263564100
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8727 W. SAM HOUSTON PARKWAY N
CITY: HOUSTON
STATE: TX
ZIP: 77040
BUSINESS PHONE: 281-894-3200
MAIL ADDRESS:
STREET 1: 8727 W. SAM HOUSTON PARKWAY N
CITY: HOUSTON
STATE: TX
ZIP: 77040
4
1
wf-form4_166491734146559.xml
FORM 4
X0306
4
2022-10-01
1
0001642081
Allegiance Bancshares, Inc.
ABTX
0001183121
Retzloff Steven F.
8847 W. SAM HOUSTON PKWY. NORTH
SUITE 200
HOUSTON
TX
77040
1
1
0
0
CEO
Common Stock
2022-10-01
4
D
0
38835
0
D
0
D
Common Stock
2022-10-01
4
D
0
266667
0
D
0
I
By Retzloff Holdings, LTD.
Common Stock
2022-10-01
4
D
0
8882
0
D
0
I
By SF Retzloff Family Limited Partnership, LTD
Common Stock
2022-10-01
4
D
0
18000
0
D
0
I
By Retzloff Industries, Inc.
On October 1, 2022, pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 5, 2021, by and between CBTX, Inc. ("CBTX") and Allegiance Bancshares, Inc. ("Allegiance"), Allegiance merged with and into CBTX, with CBTX as the surviving corporation (the "Merger"). In connection with the Merger, each outstanding share of Allegiance common stock (including restricted stock awards, which were deemed vested immediately prior to the Merger), subject to certain limited exceptions, was converted into the right to receive 1.4184 shares of CBTX common stock (the "exchange ratio"), with cash payable in lieu of any fractional share. In connection with the Merger, the reporting person received CBTX common stock in exchange for all of the reporting person's shares of Allegiance common stock (including the foregoing restricted stock awards), with cash received in lieu of a fractional share, in each case without interest.
/s/ Shanna Kuzdzal, Attorney-in-fact
2022-10-04