0001683168-17-001478.txt : 20170602 0001683168-17-001478.hdr.sgml : 20170602 20170602132009 ACCESSION NUMBER: 0001683168-17-001478 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170531 FILED AS OF DATE: 20170602 DATE AS OF CHANGE: 20170602 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIER PAUL V CENTRAL INDEX KEY: 0001182615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 17887154 MAIL ADDRESS: STREET 1: 3595 JOHN HOPKINS COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 maier_f4.xml OWNERSHIP DOCUMENT X0306 4 2017-05-31 0 0001355790 International Stem Cell CORP ISCO.OB 0001182615 MAIER PAUL V C/O INTERNATIONAL STEM CELL CORP. 5950 PRIESTLY DRIVE CARLSBAD CA 92008 1 0 0 0 Stock Option (Right to Buy) 1.10 2017-05-31 4 A 0 30000 0 A 2027-05-31 Common Stock 30000 30000 D Stock option granted as part of compensation for non-employee directors. Options vest fully on the earlier of (i) May 31, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. All grants have an exercise price of $1.10 per share. /s/ Mahnaz Ebrahimi, Attorney-in-Fact 2017-06-02