0001683168-17-001478.txt : 20170602
0001683168-17-001478.hdr.sgml : 20170602
20170602132009
ACCESSION NUMBER: 0001683168-17-001478
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170531
FILED AS OF DATE: 20170602
DATE AS OF CHANGE: 20170602
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: International Stem Cell CORP
CENTRAL INDEX KEY: 0001355790
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 204494098
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
BUSINESS PHONE: 760-940-6383
MAIL ADDRESS:
STREET 1: 5950 PRIESTLY DRIVE
CITY: CARLSBAD
STATE: CA
ZIP: 92008
FORMER COMPANY:
FORMER CONFORMED NAME: BTHC III INC.
DATE OF NAME CHANGE: 20060310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MAIER PAUL V
CENTRAL INDEX KEY: 0001182615
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51891
FILM NUMBER: 17887154
MAIL ADDRESS:
STREET 1: 3595 JOHN HOPKINS COURT
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
4
1
maier_f4.xml
OWNERSHIP DOCUMENT
X0306
4
2017-05-31
0
0001355790
International Stem Cell CORP
ISCO.OB
0001182615
MAIER PAUL V
C/O INTERNATIONAL STEM CELL CORP.
5950 PRIESTLY DRIVE
CARLSBAD
CA
92008
1
0
0
0
Stock Option (Right to Buy)
1.10
2017-05-31
4
A
0
30000
0
A
2027-05-31
Common Stock
30000
30000
D
Stock option granted as part of compensation for non-employee directors. Options vest fully on the earlier of (i) May 31, 2018 or (ii) the date of the 2018 Annual Meeting of Stockholders, with vesting accelerated for all shares in the event of a change in control. All grants have an exercise price of $1.10 per share.
/s/ Mahnaz Ebrahimi, Attorney-in-Fact
2017-06-02