0001683168-16-000227.txt : 20160930 0001683168-16-000227.hdr.sgml : 20160930 20160930165339 ACCESSION NUMBER: 0001683168-16-000227 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20160930 DATE AS OF CHANGE: 20160930 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: International Stem Cell CORP CENTRAL INDEX KEY: 0001355790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 204494098 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 BUSINESS PHONE: 760-940-6383 MAIL ADDRESS: STREET 1: 5950 PRIESTLY DRIVE CITY: CARLSBAD STATE: CA ZIP: 92008 FORMER COMPANY: FORMER CONFORMED NAME: BTHC III INC. DATE OF NAME CHANGE: 20060310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MAIER PAUL V CENTRAL INDEX KEY: 0001182615 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51891 FILM NUMBER: 161913394 MAIL ADDRESS: STREET 1: 3595 JOHN HOPKINS COURT CITY: SAN DIEGO STATE: CA ZIP: 92121 4 1 maier_frm4.xml OWNERSHIP DOCUMENT X0306 4 2016-09-30 0 0001355790 International Stem Cell CORP ISCO.OB 0001182615 MAIER PAUL V C/O INTERNATIONAL STEM CELL CORP. 5950 PRIESTLY DRIVE CARLSBAD CA 92008 1 0 0 0 Common Stock 2016-09-30 4 A 0 4391 0 A 19561 D Common Stock granted as part of compensation for non-employee directors, with vesting at the time of grant. Q3 2016. /s/ Mahnaz Ebrahimi, Attorney-in-Fact 2016-09-30