0001209191-16-129294.txt : 20160622 0001209191-16-129294.hdr.sgml : 20160622 20160622192957 ACCESSION NUMBER: 0001209191-16-129294 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160620 FILED AS OF DATE: 20160622 DATE AS OF CHANGE: 20160622 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AveXis, Inc. CENTRAL INDEX KEY: 0001652923 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 901038273 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2275 HALF DAY ROAD STREET 2: SUITE 160 CITY: BANNOCKBURN STATE: IL ZIP: 60015 BUSINESS PHONE: 972-725-7797 MAIL ADDRESS: STREET 1: 2275 HALF DAY ROAD STREET 2: SUITE 160 CITY: BANNOCKBURN STATE: IL ZIP: 60015 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LITALIEN JAMES J CENTRAL INDEX KEY: 0001182613 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37693 FILM NUMBER: 161727400 MAIL ADDRESS: STREET 1: C/O SOMAXON PHARMACEUTICALS, INC. STREET 2: 3721 VALLEY CENTRE DRIVE, SUITE 500 CITY: SAN DIEGO STATE: CA ZIP: 92130 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-06-20 0 0001652923 AveXis, Inc. AVXS 0001182613 LITALIEN JAMES J C/O AVEXIS, INC. 2275 HALF DAY ROAD, SUITE 160 BANNOCKBURN IL 60015 0 1 0 0 SrVP/Chief Reg&Quality Officer Employee Stock Option (Right to Buy) 42.61 2016-06-20 4 A 0 37750 0.00 A 2026-06-20 Common Stock 37750 37750 D The option shall vest and become exercisable as to 25% of the shares underlying the option on June 20, 2017; the remaining shares shall vest in 36 equal monthly installments beginning on July 20, 2017, subject to the Reporting Person providing continuous service to the Issuer on each such date. /s/Madison Jones, Attorney-in-Fact 2016-06-22